Northern Trust’s Yuma Energy Inc YUMA Stock Holding History

Northern Trust’s Portfolio YUMA Stock Details YUMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-991	Closed	-$3K	–	4357
2019 Q2	$3K	Sell	991 -2	-0.2%	-$7	﹤0.01%	4250
2019 Q1	$2K	Hold	993	–	–	﹤0.01%	4219
2018 Q4	$2K	Hold	993	–	–	﹤0.01%	4263
2018 Q3	$6K	Hold	993	–	–	﹤0.01%	4275
2018 Q2	$8K	Hold	993	–	–	﹤0.01%	4266
2018 Q1	$16K	Buy	+993	New	+$17.8K	﹤0.01%	4184
2016 Q4	–	Sell	-55	Closed	-$4K	–	4222
2016 Q3	$4K	Sell	55 -2	-4%	-$148	﹤0.01%	4164
2016 Q2	$5K	Hold	57	–	–	﹤0.01%	4188
2016 Q1	$4K	Hold	57	–	–	﹤0.01%	4208
2015 Q4	$3K	Hold	57	–	–	﹤0.01%	4254
2015 Q3	$8K	Sell	57 -1	-2%	-$166	﹤0.01%	4230
2015 Q2	$9K	Sell	58 -6	-9%	-$1.5K	﹤0.01%	4181
2015 Q1	$20K	Sell	64 -1	-2%	-$443	﹤0.01%	4224
2014 Q4	$35K	Hold	65	–	–	﹤0.01%	4137
2014 Q3	$83K	Buy	+65	New	+$89.6K	﹤0.01%	4056

Other funds holding YUMA

RMCP

Red Mountain Capital Partners Los Angeles, California $55.4M AUM 35.53% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Northern Trust's YUMA Position: Q3 2019 in Review

Northern Trust sold out of Yuma Energy Inc (YUMA) in Q3 2019, closing a stake of 991 shares — an estimated $3K sold.

Northern Trust first reported a position in YUMA in Q3 2014 and held it in 15 quarters. The position peaked at $83K in Q3 2014. 12 funds tracked by Wall St. Rank hold YUMA as of Q3 2019.

Northern Trust reported no remaining Yuma Energy Inc position as of Q3 2019 after selling out during the quarter.
Northern Trust sold 991 Yuma Energy Inc shares in Q3 2019, an estimated $3K.
Northern Trust first reported a position in Yuma Energy Inc in Q3 2014 and held it in 15 quarters.
Northern Trust's Yuma Energy Inc position peaked at $83K in Q3 2014.
12 funds tracked by Wall St. Rank held Yuma Energy Inc as of Q3 2019.

Based on Northern Trust's 13F filing for Q3 2019, filed 13 Nov 2019.