Northern Trust’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

Northern Trust’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,348	Closed	-$7K	–	4338
2015 Q3	$7K	Hold	4,348	–	–	﹤0.01%	4238
2015 Q2	$25K	Sell	4,348 -814	-16%	-$6.03K	﹤0.01%	4130
2015 Q1	$35K	Sell	5,162 -43	-0.8%	-$314	﹤0.01%	4191
2014 Q4	$42K	Hold	5,205	–	–	﹤0.01%	4117
2014 Q3	$55K	Sell	5,205 -10	-0.2%	-$129	﹤0.01%	4131
2014 Q2	$74K	Sell	5,215 -15	-0.3%	-$220	﹤0.01%	4061
2014 Q1	$48K	Buy	5,230 +1,025	+24%	+$9.87K	﹤0.01%	4062
2013 Q4	$38K	Hold	4,205	–	–	﹤0.01%	3993
2013 Q3	$55K	Buy	4,205 +126	+3%	+$1.72K	﹤0.01%	3927
2013 Q2	$49K	Buy	+4,079	New	+$78.7K	﹤0.01%	3931

Other funds holding WAVX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Northern Trust's WAVX Position: Q4 2015 in Review

Northern Trust sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q4 2015, closing a stake of 4,348 shares — an estimated $7K sold.

Northern Trust first reported a position in WAVX in Q2 2013 and held it in 10 quarters. The position peaked at $74K in Q2 2014. 22 funds tracked by Wall St. Rank hold WAVX as of Q4 2015.

Northern Trust reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Northern Trust sold 4,348 WAVE SYS CORP CL A NEW COM STK (DE) shares in Q4 2015, an estimated $7K.
Northern Trust first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 10 quarters.
Northern Trust's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $74K in Q2 2014.
22 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q4 2015.

Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.