Northern Trust’s AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return RJI Stock Holding History

Northern Trust’s Portfolio RJI Stock Details RJI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,168	Closed	-$53K	–	4323
2015 Q3	$53K	Hold	10,168	–	–	﹤0.01%	4060
2015 Q2	$63K	Sell	10,168 -1,100	-10%	-$6.76K	﹤0.01%	4031
2015 Q1	$66K	Buy	+11,268	New	+$67.8K	﹤0.01%	4114

Other funds holding RJI

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

WAM

Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return

KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return

Northern Trust's RJI Position: Q4 2015 in Review

Northern Trust sold out of AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return (RJI) in Q4 2015, closing a stake of 10,168 shares — an estimated $53K sold.

Northern Trust first reported a position in RJI in Q1 2015 and held it in 3 quarters. The position peaked at $66K in Q1 2015. 59 funds tracked by Wall St. Rank hold RJI as of Q4 2015.

Northern Trust reported no remaining AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return position as of Q4 2015 after selling out during the quarter.
Northern Trust sold 10,168 AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return shares in Q4 2015, an estimated $53K.
Northern Trust first reported a position in AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return in Q1 2015 and held it in 3 quarters.
Northern Trust's AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return position peaked at $66K in Q1 2015.
59 funds tracked by Wall St. Rank held AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return as of Q4 2015.

Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.