Northern Trust’s Richmont Mines Inc. RIC Stock Holding History

Northern Trust’s Portfolio RIC Stock Details RIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-161,457	Closed	-$512K	–	4358
2015 Q2	$512K	Sell	161,457 -166,983	-51%	-$532K	﹤0.01%	3557
2015 Q1	$1.05M	Hold	328,440	–	–	﹤0.01%	3384
2014 Q4	$1.04M	Hold	328,440	–	–	﹤0.01%	3375
2014 Q3	$657K	Hold	328,440	–	–	﹤0.01%	3510
2014 Q2	$450K	Buy	328,440 +45,164	+16%	+$58.8K	﹤0.01%	3620
2014 Q1	$399K	Buy	+283,276	New	+$430K	﹤0.01%	3596

Other funds holding RIC

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $62.4B AUM 23.7% 1-Year Est. Return

ZIM

ZPR Investment Management Orange City, Florida $46.8M AUM 2.45% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 17.47% 1-Year Est. Return

USGIU

U.S. Global Investors (USGI) San Antonio, Texas $1.04B AUM 73.31% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

Northern Trust's RIC Position: Q3 2015 in Review

Northern Trust sold out of Richmont Mines Inc. (RIC) in Q3 2015, closing a stake of 161,457 shares — an estimated $512K sold.

Northern Trust first reported a position in RIC in Q1 2014 and held it in 6 quarters. The position peaked at $1.05M in Q1 2015. 49 funds tracked by Wall St. Rank hold RIC as of Q3 2015.

Northern Trust reported no remaining Richmont Mines Inc. position as of Q3 2015 after selling out during the quarter.
Northern Trust sold 161,457 Richmont Mines Inc. shares in Q3 2015, an estimated $512K.
Northern Trust first reported a position in Richmont Mines Inc. in Q1 2014 and held it in 6 quarters.
Northern Trust's Richmont Mines Inc. position peaked at $1.05M in Q1 2015.
49 funds tracked by Wall St. Rank held Richmont Mines Inc. as of Q3 2015.

Based on Northern Trust's 13F filing for Q3 2015, filed 12 Nov 2015.