Northern Trust’s PIMCO Municipal Income Fund III PMX Stock Holding History

Northern Trust’s Portfolio PMX Stock Details PMX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-60,558	Closed	-$7K	–	4310
2015 Q3	$7K	Sell	60,558 -13,542	-18%	-$148K	﹤0.01%	4234
2015 Q2	$8K	Hold	74,100	–	–	﹤0.01%	4184
2015 Q1	$9K	Sell	74,100 -5,840	-7%	-$66.1K	﹤0.01%	4266
2014 Q4	$9K	Buy	79,940 +5,840	+8%	+$63.8K	﹤0.01%	4217
2014 Q3	$8K	Hold	74,100	–	–	﹤0.01%	4242
2014 Q2	$8K	Buy	+74,100	New	+$808K	﹤0.01%	4202

Other funds holding PMX

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Northern Trust's PMX Position: Q4 2015 in Review

Northern Trust sold out of PIMCO Municipal Income Fund III (PMX) in Q4 2015, closing a stake of 60,558 shares — an estimated $7K sold.

Northern Trust first reported a position in PMX in Q2 2014 and held it in 6 quarters. The position peaked at $9K in Q1 2015. 32 funds tracked by Wall St. Rank hold PMX as of Q4 2015.

Northern Trust reported no remaining PIMCO Municipal Income Fund III position as of Q4 2015 after selling out during the quarter.
Northern Trust sold 60,558 PIMCO Municipal Income Fund III shares in Q4 2015, an estimated $7K.
Northern Trust first reported a position in PIMCO Municipal Income Fund III in Q2 2014 and held it in 6 quarters.
Northern Trust's PIMCO Municipal Income Fund III position peaked at $9K in Q1 2015.
32 funds tracked by Wall St. Rank held PIMCO Municipal Income Fund III as of Q4 2015.

Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.