Northern Trust’s Invesco WilderHill Clean Energy ETF PBW Stock Holding History

Northern Trust’s Portfolio PBW Stock Details PBW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,472	Closed	-$154K	–	4338
2014 Q2	$154K	Sell	4,472 -274	-6%	-$9K	﹤0.01%	3912
2014 Q1	$168K	Sell	4,746 -12,060	-72%	-$420K	﹤0.01%	3831
2013 Q4	$537K	Buy	16,806 +11,666	+227%	+$375K	﹤0.01%	3504
2013 Q3	$163K	Buy	5,140 +392	+8%	+$11.3K	﹤0.01%	3710
2013 Q2	$128K	Buy	+4,748	New	+$118K	﹤0.01%	3760

Other funds holding PBW

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $62.4B AUM 23.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1IC

1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

MCM

Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Northern Trust's PBW Position: Q3 2014 in Review

Northern Trust sold out of Invesco WilderHill Clean Energy ETF (PBW) in Q3 2014, closing a stake of 4,472 shares — an estimated $154K sold.

Northern Trust first reported a position in PBW in Q2 2013 and held it in 5 quarters. The position peaked at $537K in Q4 2013. 80 funds tracked by Wall St. Rank hold PBW as of Q3 2014.

Northern Trust reported no remaining Invesco WilderHill Clean Energy ETF position as of Q3 2014 after selling out during the quarter.
Northern Trust sold 4,472 Invesco WilderHill Clean Energy ETF shares in Q3 2014, an estimated $154K.
Northern Trust first reported a position in Invesco WilderHill Clean Energy ETF in Q2 2013 and held it in 5 quarters.
Northern Trust's Invesco WilderHill Clean Energy ETF position peaked at $537K in Q4 2013.
80 funds tracked by Wall St. Rank held Invesco WilderHill Clean Energy ETF as of Q3 2014.

Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.