Northern Trust’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-409,532	Closed	-$3.45M	–	4340
2015 Q4	$3.45M	Buy	409,532 +4,154	+1%	+$35K	﹤0.01%	2704
2015 Q3	$1.69M	Buy	405,378 +336,946	+492%	+$1.41M	﹤0.01%	3128
2015 Q2	$361K	Buy	+68,432	New	+$361K	﹤0.01%	3638