Northern Trust
NQC

Northern Trust’s NUVEEN CALIF INVT QUAL MUNI FD NQC Stock Holding History

Northern Trust’s Portfolio NQC Stock Details NQC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-13,900
Closed -$2K – 4153
2013
Q3 		$2K Hold
13,900
– – ﹤0.01% 4065
2013
Q2 		$2K Buy
+13,900
New +$210K ﹤0.01% 4087

Other funds holding NQC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
WT
Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust's NQC Position: Q4 2013 in Review

Northern Trust sold out of NUVEEN CALIF INVT QUAL MUNI FD (NQC) in Q4 2013, closing a stake of 13,900 shares — an estimated $2K sold.

Northern Trust first reported a position in NQC in Q2 2013 and held it in 2 quarters. The position peaked at $2K in Q3 2013. 19 funds tracked by Wall St. Rank hold NQC as of Q4 2013.

  • Northern Trust reported no remaining NUVEEN CALIF INVT QUAL MUNI FD position as of Q4 2013 after selling out during the quarter.
  • Northern Trust sold 13,900 NUVEEN CALIF INVT QUAL MUNI FD shares in Q4 2013, an estimated $2K.
  • Northern Trust first reported a position in NUVEEN CALIF INVT QUAL MUNI FD in Q2 2013 and held it in 2 quarters.
  • Northern Trust's NUVEEN CALIF INVT QUAL MUNI FD position peaked at $2K in Q3 2013.
  • 19 funds tracked by Wall St. Rank held NUVEEN CALIF INVT QUAL MUNI FD as of Q4 2013.

Based on Northern Trust's 13F filing for Q4 2013, filed 12 Feb 2014.