Northern Trust’s EnteroMedics Inc. ETRM Stock Holding History

Northern Trust’s Portfolio ETRM Stock Details ETRM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-66	Closed	-$9K	–	4382
2015 Q4	$9K	Hold	66	–	–	﹤0.01%	4215
2015 Q3	$18K	Hold	66	–	–	﹤0.01%	4191
2015 Q2	$43K	Sell	66 -11	-14%	-$12.7K	﹤0.01%	4084
2015 Q1	$74K	Hold	77	–	–	﹤0.01%	4101
2014 Q4	$115K	Hold	77	–	–	﹤0.01%	3958
2014 Q3	$100K	Sell	77 -1	-1%	-$1.47K	﹤0.01%	4021
2014 Q2	$127K	Sell	78 -1	-1%	-$1.87K	﹤0.01%	3966
2014 Q1	$151K	Buy	79 +16	+25%	+$37.9K	﹤0.01%	3855
2013 Q4	$134K	Sell	63 -8	-11%	-$12.9K	﹤0.01%	3807
2013 Q3	$93K	Sell	71 -269	-79%	-$313K	﹤0.01%	3823
2013 Q2	$406K	Buy	+340	New	+$359K	﹤0.01%	3495

Other funds holding ETRM

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAM

MPM Asset Management Boston, Massachusetts $44.5M AUM 47.28% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

ARTA

A.R.T. Advisors New York $1.79M AUM 57.47% 1-Year Est. Return

Northern Trust's ETRM Position: Q1 2016 in Review

Northern Trust sold out of EnteroMedics Inc. (ETRM) in Q1 2016, closing a stake of 66 shares — an estimated $9K sold.

Northern Trust first reported a position in ETRM in Q2 2013 and held it in 11 quarters. The position peaked at $406K in Q2 2013. 26 funds tracked by Wall St. Rank hold ETRM as of Q1 2016.

Northern Trust reported no remaining EnteroMedics Inc. position as of Q1 2016 after selling out during the quarter.
Northern Trust sold 66 EnteroMedics Inc. shares in Q1 2016, an estimated $9K.
Northern Trust first reported a position in EnteroMedics Inc. in Q2 2013 and held it in 11 quarters.
Northern Trust's EnteroMedics Inc. position peaked at $406K in Q2 2013.
26 funds tracked by Wall St. Rank held EnteroMedics Inc. as of Q1 2016.

Based on Northern Trust's 13F filing for Q1 2016, filed 13 May 2016.