Northern Trust’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

Northern Trust’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-13,445	Closed	-$399K	–	4283
2018 Q3	$399K	Sell	13,445 -540	-4%	-$16.2K	﹤0.01%	3679
2018 Q2	$415K	Sell	13,985 -542	-4%	-$15.6K	﹤0.01%	3651
2018 Q1	$398K	Buy	14,527 +7,252	+100%	+$205K	﹤0.01%	3628
2017 Q4	$211K	Buy	+7,275	New	+$207K	﹤0.01%	3802

Other funds holding DES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PFM

Parsec Financial Management Asheville, North Carolina $2.37B AUM 4.66% 1-Year Est. Return

Northern Trust's DES Position: Q4 2018 in Review

Northern Trust sold out of WisdomTree US SmallCap Dividend Fund (DES) in Q4 2018, closing a stake of 13,445 shares — an estimated $399K sold.

Northern Trust first reported a position in DES in Q4 2017 and held it in 4 quarters. The position peaked at $415K in Q2 2018. 245 funds tracked by Wall St. Rank hold DES as of Q4 2018.

Northern Trust reported no remaining WisdomTree US SmallCap Dividend Fund position as of Q4 2018 after selling out during the quarter.
Northern Trust sold 13,445 WisdomTree US SmallCap Dividend Fund shares in Q4 2018, an estimated $399K.
Northern Trust first reported a position in WisdomTree US SmallCap Dividend Fund in Q4 2017 and held it in 4 quarters.
Northern Trust's WisdomTree US SmallCap Dividend Fund position peaked at $415K in Q2 2018.
245 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q4 2018.

Based on Northern Trust's 13F filing for Q4 2018, filed 12 Feb 2019.