Northern Trust’s DeFi Capital Markets, Inc. DCM Stock Holding History

Northern Trust’s Portfolio DCM Stock Details DCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-10,895	Closed	-$14K	–	4297
2019 Q1	$14K	Sell	10,895 -1,036	-9%	-$1.32K	﹤0.01%	4152
2018 Q4	$12K	Sell	11,931 -502	-4%	-$614	﹤0.01%	4189
2018 Q3	$15K	Buy	+12,433	New	+$17.5K	﹤0.01%	4234

Other funds holding DCM

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

WIM

Wilen Investment Management Bonita Springs, Florida $98.1M AUM 2.08% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northern Trust's DCM Position: Q2 2019 in Review

Northern Trust sold out of DeFi Capital Markets, Inc. (DCM) in Q2 2019, closing a stake of 10,895 shares — an estimated $14K sold.

Northern Trust first reported a position in DCM in Q3 2018 and held it in 3 quarters. The position peaked at $15K in Q3 2018. 5 funds tracked by Wall St. Rank hold DCM as of Q2 2019.

Northern Trust reported no remaining DeFi Capital Markets, Inc. position as of Q2 2019 after selling out during the quarter.
Northern Trust sold 10,895 DeFi Capital Markets, Inc. shares in Q2 2019, an estimated $14K.
Northern Trust first reported a position in DeFi Capital Markets, Inc. in Q3 2018 and held it in 3 quarters.
Northern Trust's DeFi Capital Markets, Inc. position peaked at $15K in Q3 2018.
5 funds tracked by Wall St. Rank held DeFi Capital Markets, Inc. as of Q2 2019.

Based on Northern Trust's 13F filing for Q2 2019, filed 13 Aug 2019.