Northern Trust
BKCC

Northern Trust’s BlackRock Capital Investment Corporation BKCC Stock Holding History

Northern Trust’s Portfolio BKCC Stock Details BKCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-29,388
Closed -$109K – 4569
2023
Q3 		$109K Buy
29,388
+1,145
+4% +$4.11K ﹤0.01% 3991
2023
Q2 		$92.6K Buy
28,243
+6,241
+28% +$20.4K ﹤0.01% 4056
2023
Q1 		$75.9K Sell
22,002
-1,582
-7% -$5.76K ﹤0.01% 4152
2022
Q4 		$85.4K Sell
23,584
-5,707
-19% -$21K ﹤0.01% 4146
2022
Q3 		$99K Buy
29,291
+4,923
+20% +$18.8K ﹤0.01% 4118
2022
Q2 		$89K Buy
24,368
+2,406
+11% +$9.64K ﹤0.01% 4217
2022
Q1 		$93K Buy
+21,962
New +$90.6K ﹤0.01% 4367
2020
Q4 		– Sell
-11,393
Closed -$28K – 4427
2020
Q3 		$28K Buy
11,393
+183
+2% +$483 ﹤0.01% 4171
2020
Q2 		$30K Buy
+11,210
New +$30K ﹤0.01% 4118
2018
Q3 		– Sell
-10,617
Closed -$62K – 4341
2018
Q2 		$62K Sell
10,617
-3,300
-24% -$20.4K ﹤0.01% 4094
2018
Q1 		$84K Buy
+13,917
New +$81.8K ﹤0.01% 4010
2017
Q4 		– Sell
-13,861
Closed -$104K – 4274
2017
Q3 		$104K Sell
13,861
-3,737
-21% -$27.6K ﹤0.01% 3945
2017
Q2 		$131K Buy
17,598
+5,887
+50% +$44.1K ﹤0.01% 3909
2017
Q1 		$89K Buy
11,711
+1,666
+17% +$12.5K ﹤0.01% 3982
2016
Q4 		$70K Sell
10,045
-765
-7% -$5.75K ﹤0.01% 3965
2016
Q3 		$90K Sell
10,810
-1,076
-9% -$9.03K ﹤0.01% 3919
2016
Q2 		$93K Sell
11,886
-516
-4% -$4.26K ﹤0.01% 3907
2016
Q1 		$116K Sell
12,402
-1,478
-11% -$13.2K ﹤0.01% 3875
2015
Q4 		$130K Sell
13,880
-200
-1% -$1.89K ﹤0.01% 3877
2015
Q3 		$125K Buy
14,080
+1,301
+10% +$12K ﹤0.01% 3881
2015
Q2 		$117K Sell
12,779
-3,040
-19% -$28.4K ﹤0.01% 3922
2015
Q1 		$144K Sell
15,819
-1,142
-7% -$9.86K ﹤0.01% 3953
2014
Q4 		$139K Buy
16,961
+6,537
+63% +$56.3K ﹤0.01% 3903
2014
Q3 		$89K Sell
10,424
-674,184
-98% -$6.09M ﹤0.01% 4043
2014
Q2 		$6.24M Sell
684,608
-666,981
-49% -$5.91M ﹤0.01% 2373
2014
Q1 		$12.4M Sell
1,351,589
-81,778
-6% -$767K ﹤0.01% 1947
2013
Q4 		$13.4M Buy
1,433,367
+37,273
+3% +$355K ﹤0.01% 1864
2013
Q3 		$13.2M Sell
1,396,094
-611
-0% -$6.03K ﹤0.01% 1809
2013
Q2 		$13.1M Buy
+1,396,705
New +$13.6M ﹤0.01% 1717

Other funds holding BKCC

AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
TCA
Transcend Capital Advisors Madison, New Jersey $1.25B AUM 17.69% 1-Year Est. Return
CCM
Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NEAM
New England Asset Management Farmington, Connecticut $786M AUM 13.14% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Northern Trust's BKCC Position: Q4 2023 in Review

Northern Trust sold out of BlackRock Capital Investment Corporation (BKCC) in Q4 2023, closing a stake of 29,388 shares — an estimated $109K sold.

Northern Trust first reported a position in BKCC in Q2 2013 and held it in 29 quarters. The position peaked at $13.4M in Q4 2013. 85 funds tracked by Wall St. Rank hold BKCC as of Q4 2023.

  • Northern Trust reported no remaining BlackRock Capital Investment Corporation position as of Q4 2023 after selling out during the quarter.
  • Northern Trust sold 29,388 BlackRock Capital Investment Corporation shares in Q4 2023, an estimated $109K.
  • Northern Trust first reported a position in BlackRock Capital Investment Corporation in Q2 2013 and held it in 29 quarters.
  • Northern Trust's BlackRock Capital Investment Corporation position peaked at $13.4M in Q4 2013.
  • 85 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q4 2023.

Based on Northern Trust's 13F filing for Q4 2023, filed 13 Feb 2024.