Northern Trust’s Braskem BAK Stock Holding History

Northern Trust’s Portfolio BAK Stock Details BAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-11,194	Closed	-$267K	–	4657
2021 Q2	$267K	Buy	11,194 +196	+2%	+$3.91K	﹤0.01%	4016
2021 Q1	$156K	Buy	+10,998	New	+$121K	﹤0.01%	4174
2020 Q2	–	Sell	-10,225	Closed	-$68K	–	4259
2020 Q1	$68K	Sell	10,225 -59,641	-85%	-$761K	﹤0.01%	3892
2019 Q4	$1.03M	Buy	+69,866	New	+$977K	﹤0.01%	3383
2019 Q2	–	Sell	-19,762	Closed	-$510K	–	4270
2019 Q1	$510K	Buy	19,762 +3,926	+25%	+$109K	﹤0.01%	3531
2018 Q4	$387K	Sell	15,836 -1,744	-10%	-$47.3K	﹤0.01%	3618
2018 Q3	$508K	Buy	17,580 +348	+2%	+$9.89K	﹤0.01%	3629
2018 Q2	$448K	Buy	17,232 +1,291	+8%	+$33.3K	﹤0.01%	3625
2018 Q1	$462K	Buy	15,941 +2,539	+19%	+$73.9K	﹤0.01%	3595
2017 Q4	$351K	Buy	13,402 +1,824	+16%	+$52.1K	﹤0.01%	3638
2017 Q3	$310K	Buy	+11,578	New	+$284K	﹤0.01%	3666
2016 Q2	–	Sell	-30,871	Closed	-$398K	–	4230
2016 Q1	$398K	Buy	30,871 +49	+0.2%	+$626	﹤0.01%	3518
2015 Q4	$418K	Buy	30,822 +3	+0%	+$37	﹤0.01%	3556
2015 Q3	$259K	Sell	30,819 -1,572	-5%	-$12.1K	﹤0.01%	3658
2015 Q2	$280K	Buy	32,391 +1,696	+6%	+$14.5K	﹤0.01%	3708
2015 Q1	$213K	Buy	30,695 +537	+2%	+$4.91K	﹤0.01%	3849
2014 Q4	$390K	Buy	30,158 +43	+0.1%	+$601	﹤0.01%	3622
2014 Q3	$397K	Buy	30,115 +66	+0.2%	+$867	﹤0.01%	3624
2014 Q2	$386K	Buy	30,049 +146	+0.5%	+$2.02K	﹤0.01%	3673
2014 Q1	$467K	Sell	29,903 -276	-0.9%	-$4.16K	﹤0.01%	3557
2013 Q4	$539K	Buy	+30,179	New	+$526K	﹤0.01%	3501

Other funds holding BAK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

TRSOTSOK

Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return

TAM

Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Northern Trust's BAK Position: Q3 2021 in Review

Northern Trust sold out of Braskem (BAK) in Q3 2021, closing a stake of 11,194 shares — an estimated $267K sold.

Northern Trust first reported a position in BAK in Q4 2013 and held it in 21 quarters. The position peaked at $1.03M in Q4 2019. 43 funds tracked by Wall St. Rank hold BAK as of Q3 2021.

Northern Trust reported no remaining Braskem position as of Q3 2021 after selling out during the quarter.
Northern Trust sold 11,194 Braskem shares in Q3 2021, an estimated $267K.
Northern Trust first reported a position in Braskem in Q4 2013 and held it in 21 quarters.
Northern Trust's Braskem position peaked at $1.03M in Q4 2019.
43 funds tracked by Wall St. Rank held Braskem as of Q3 2021.

Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.