Northern Trust
AUO

Northern Trust’s AU Optronics Corp AUO Stock Holding History

Northern Trust’s Portfolio AUO Stock Details AUO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-553,332
Closed -$1.36M – 4383
2019
Q3 		$1.36M Sell
553,332
-741,961
-57% -$1.94M ﹤0.01% 3282
2019
Q2 		$3.83M Sell
1,295,293
-562,300
-30% -$1.82M ﹤0.01% 2696
2019
Q1 		$6.76M Buy
1,857,593
+62,651
+3% +$238K ﹤0.01% 2368
2018
Q4 		$7.07M Sell
1,794,942
-22,755
-1% -$90.6K ﹤0.01% 2299
2018
Q3 		$7.65M Buy
1,817,697
+41,887
+2% +$178K ﹤0.01% 2425
2018
Q2 		$7.51M Sell
1,775,810
-173,257
-9% -$745K ﹤0.01% 2451
2018
Q1 		$8.91M Buy
1,949,067
+873,584
+81% +$4.01M ﹤0.01% 2247
2017
Q4 		$4.47M Buy
1,075,483
+65,560
+6% +$273K ﹤0.01% 2678
2017
Q3 		$4.08M Sell
1,009,923
-233,202
-19% -$942K ﹤0.01% 2753
2017
Q2 		$5.67M Buy
1,243,125
+83,552
+7% +$335K ﹤0.01% 2540
2017
Q1 		$4.43M Buy
1,159,573
+622,792
+116% +$2.45M ﹤0.01% 2627
2016
Q4 		$1.9M Sell
536,781
-367,282
-41% -$1.36M ﹤0.01% 3115
2016
Q3 		$3.3M Buy
904,063
+564,357
+166% +$2.16M ﹤0.01% 2793
2016
Q2 		$1.19M Sell
339,706
-2,195
-0.6% -$6.2K ﹤0.01% 3295
2016
Q1 		$1.01M Buy
341,901
+134,130
+65% +$365K ﹤0.01% 3251
2015
Q4 		$605K Sell
207,771
-222,754
-52% -$636K ﹤0.01% 3462
2015
Q3 		$1.27M Buy
430,525
+159,284
+59% +$541K ﹤0.01% 3238
2015
Q2 		$1.21M Sell
271,241
-168,982
-38% -$837K ﹤0.01% 3265
2015
Q1 		$2.21M Buy
440,223
+423,616
+2,551% +$2.26M ﹤0.01% 3060
2014
Q4 		$85K Buy
16,607
+407
+3% +$1.86K ﹤0.01% 4006
2014
Q3 		$67K Buy
16,200
+572
+4% +$2.59K ﹤0.01% 4103
2014
Q2 		$65K Sell
15,628
-162,798
-91% -$622K ﹤0.01% 4084
2014
Q1 		$621K Buy
178,426
+165,170
+1,246% +$518K ﹤0.01% 3496
2013
Q4 		$42K Buy
+13,256
New +$41.6K ﹤0.01% 3988

Other funds holding AUO

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $181B AUM 41.77% 1-Year Est. Return
AG
Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return
RG
Renaissance Group Covington, Kentucky $2.46B AUM 32.78% 1-Year Est. Return
QCG
Quadrant Capital Group Cincinnati, Ohio $3.65B AUM 41.77% 1-Year Est. Return
DT
Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return
VI
Vestcor Inc Fredericton, New Brunswick, Canada $4.05B AUM 34.57% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return
Comerica Bank
Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Northern Trust's AUO Position: Q4 2019 in Review

Northern Trust sold out of AU Optronics Corp (AUO) in Q4 2019, closing a stake of 553,332 shares — an estimated $1.36M sold.

Northern Trust first reported a position in AUO in Q4 2013 and held it in 24 quarters. The position peaked at $8.91M in Q1 2018. 18 funds tracked by Wall St. Rank hold AUO as of Q4 2019.

  • Northern Trust reported no remaining AU Optronics Corp position as of Q4 2019 after selling out during the quarter.
  • Northern Trust sold 553,332 AU Optronics Corp shares in Q4 2019, an estimated $1.36M.
  • Northern Trust first reported a position in AU Optronics Corp in Q4 2013 and held it in 24 quarters.
  • Northern Trust's AU Optronics Corp position peaked at $8.91M in Q1 2018.
  • 18 funds tracked by Wall St. Rank held AU Optronics Corp as of Q4 2019.

Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.