Northern Trust’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

Northern Trust’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-328,666	Closed	-$13.3M	–	4656
2021 Q2	$13.3M	Sell	328,666 -10	-0%	-$399	﹤0.01%	2180
2021 Q1	$12.7M	Buy	328,676 +10	+0%	+$417	﹤0.01%	2145
2020 Q4	$13.2M	Sell	328,666 -55,170	-14%	-$2.07M	﹤0.01%	2072
2020 Q3	$13.2M	Sell	383,836 -1,368	-0.4%	-$46.9K	﹤0.01%	1918
2020 Q2	$11.4M	Hold	385,204	–	–	﹤0.01%	2015
2020 Q1	$9.97M	Buy	385,204 +61,125	+19%	+$1.73M	﹤0.01%	1868
2019 Q4	$9.61M	Buy	324,079 +137,518	+74%	+$3.88M	﹤0.01%	2205
2019 Q3	$5.05M	Sell	186,561 -129,881	-41%	-$3.58M	﹤0.01%	2549
2019 Q2	$8.91M	Buy	316,442 +238,008	+303%	+$6.64M	﹤0.01%	2225
2019 Q1	$2.25M	Sell	78,434 -20,471	-21%	-$524K	﹤0.01%	3006
2018 Q4	$2.17M	Buy	98,905 +1,393	+1%	+$32.4K	﹤0.01%	3000
2018 Q3	$2.47M	Sell	97,512 -7,494	-7%	-$188K	﹤0.01%	3095
2018 Q2	$2.79M	Buy	+105,006	New	+$3.12M	﹤0.01%	3025

Other funds holding ASHR

SMFG

Sumitomo Mitsui Financial Group Tokyo, Japan $4.94B AUM 1.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

DCM

Driehaus Capital Management Chicago, Illinois $13.6B AUM 173.98% 1-Year Est. Return

Northern Trust's ASHR Position: Q3 2021 in Review

Northern Trust sold out of Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) in Q3 2021, closing a stake of 328,666 shares — an estimated $13.3M sold.

Northern Trust first reported a position in ASHR in Q2 2018 and held it in 13 quarters. The position peaked at $13.3M in Q2 2021. 139 funds tracked by Wall St. Rank hold ASHR as of Q3 2021.

Northern Trust reported no remaining Xtrackers Harvest CSI 300 China A-Shares ETF position as of Q3 2021 after selling out during the quarter.
Northern Trust sold 328,666 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q3 2021, an estimated $13.3M.
Northern Trust first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q2 2018 and held it in 13 quarters.
Northern Trust's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $13.3M in Q2 2021.
139 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q3 2021.

Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.