Northern Trust Company of Connecticut’s Hope Bancorp HOPE Stock Holding History

Northern Trust Company of Connecticut’s Portfolio HOPE Stock Details HOPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	$2.37M	Sell	142,554 -15,115	-10%	-$234K	0.01%	1002
2013 Q3	$2.17M	Sell	157,669 -14,566	-8%	-$210K	0.01%	1033
2013 Q2	$2.45M	Buy	+172,235	New	+$2.23M	0.02%	952

Other funds holding HOPE

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

PIM

Perkins Investment Management Chicago, Illinois $8.09B AUM 25.47% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Pzena Investment Management New York $34.1B AUM 23.81% 1-Year Est. Return

Northern Trust Company of Connecticut's HOPE Position: Q4 2013 in Review

Northern Trust Company of Connecticut reduced its Hope Bancorp (HOPE) stake by 9.6% in Q4 2013, selling an estimated $234K and leaving 142,554 shares worth $2.37M. The position accounts for 0.01% of the portfolio, ranked #1002.

Northern Trust Company of Connecticut first reported a position in HOPE in Q2 2013 and has held it in 3 quarters since. The position peaked at $2.45M in Q2 2013. 152 funds tracked by Wall St. Rank hold HOPE as of Q4 2013.

Northern Trust Company of Connecticut held 142,554 shares of Hope Bancorp worth $2.37M as of Q4 2013.
Northern Trust Company of Connecticut sold 15,115 Hope Bancorp shares in Q4 2013, an estimated $234K.
Hope Bancorp made up 0.01% of Northern Trust Company of Connecticut's portfolio in Q4 2013, its #1002 holding.
Northern Trust Company of Connecticut first reported a position in Hope Bancorp in Q2 2013 and has held it in 3 quarters since.
Northern Trust Company of Connecticut's Hope Bancorp position peaked at $2.45M in Q2 2013.
152 funds tracked by Wall St. Rank held Hope Bancorp as of Q4 2013.

Based on Northern Trust Company of Connecticut's 13F filing for Q4 2013, filed 12 Feb 2014.