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NFC
Northeast Financial Consultants Portfolio holdings
AUM
$2.45B
1-Year Est. Return
15.14%
This Fund
S&P 500
This Quarter
Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
(+9%)
Cap. Flow
-$39.3M
Cap. Flow
% of AUM
-3.26%
Top 10 Holdings %
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$14.4M |
| 2 |
iShares Expanded Tech-Software Sector ETF
IGV
|
+$10.8M |
| 3 |
Vanguard Dividend Appreciation ETF
VIG
|
+$7.79M |
| 4 |
Vanguard Morningstar Growth ETF
VUG
|
+$7.27M |
| 5 |
United Parcel Service
UPS
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$62.1M |
| 2 |
JPMorgan Chase
JPM
|
+$9.7M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$7.51M |
| 4 |
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
|
+$7.38M |
| 5 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.15% |
| 2 | Healthcare | 8.99% |
| 3 | Technology | 7.45% |
| 4 | Communication Services | 6.15% |
| 5 | Consumer Discretionary | 4.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Morningstar Growth ETF
VUG
$230B
| $167M | 13.86% |
3,962,010
+182,160
| +5% | +$7.27M |
|
2
Vanguard High Dividend Yield ETF
VYM
$82.6B
| $51.2M | 4.25% |
560,036
-16,022
| -3% | -$1.39M |
|
|
3
Pfizer
PFE
$145B
| $47.6M | 3.94% |
1,292,199
-1,692,277
| -57% | -$62.1M |
|
4
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
| $46.6M | 3.86% |
219,474
-1,636
| -0.7% | -$331K |
|
|
5
Vanguard Dividend Appreciation ETF
VIG
$114B
| $45.5M | 3.77% |
322,415
+57,445
| +22% | +$7.79M |
|
6
iShares Core Dividend Growth ETF
DGRO
$43.4B
| $44.1M | 3.66% |
984,470
+2,932
| +0.3% | +$125K |
|
|
BRMK
7
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $35.2M | 2.91% |
3,447,488
-723,826
| -17% | -$7.38M |
|
8
Amazon
AMZN
$2.99T
| $34M | 2.82% |
208,620
-4,980
| -2% | -$795K |
|
9
Apple
AAPL
$4.52T
| $31.6M | 2.62% |
238,470
-545
| -0.2% | -$65.6K |
|
|
10
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $29.8M | 2.47% |
291,551
+141,553
| +94% | +$14.4M |
|
11
Microsoft
MSFT
$3.66T
| $29.7M | 2.46% |
133,550
+1,675
| +1% | +$360K |
|
12
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
| $28.5M | 2.36% |
146,419
-1,027
| -0.7% | -$188K |
|
13
State Street SPDR S&P 500 ETF Trust
SPY
$821B
| $27.3M | 2.26% |
72,887
+8,608
| +13% | +$3.05M |
|
14
Invesco QQQ Trust
QQQ
$485B
| $23.9M | 1.98% |
76,162
+3,790
| +5% | +$1.11M |
|
15
Berkshire Hathaway Class B
BRK.B
$1.12T
| $22.8M | 1.89% |
98,402
| – | – |
|
|
16
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
| $20.7M | 1.71% |
292,170
+162,410
| +125% | +$10.8M |
|
|
17
Blackstone Mortgage Trust
BXMT
$2.43B
| $16.5M | 1.37% |
600,945
-297,563
| -33% | -$7.51M |
|
18
Brookfield
BN
$109B
| $15M | 1.24% |
679,579
| – | – |
|
|
19
JPMorgan Chase
JPM
$950B
| $14.7M | 1.22% |
115,734
-86,740
| -43% | -$9.7M |
|
20
Alphabet (Google) Class C
GOOG
$4.59T
| $14.6M | 1.21% |
166,420
-8,080
| -5% | -$682K |
|
21
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $13.2M | 1.09% |
202,932
+3,602
| +2% | +$219K |
|
|
22
Alphabet (Google) Class A
GOOGL
$4.62T
| $12.8M | 1.06% |
146,120
-4,220
| -3% | -$355K |
|
23
Liberty Broadband Class C
LBRDK
$5.17B
| $12.5M | 1.03% |
78,631
+1,682
| +2% | +$256K |
|
24
Walt Disney
DIS
$170B
| $11.3M | 0.94% |
62,364
-378
| -0.6% | -$54.3K |
|
25
Cable One
CABO
$254M
| $11.1M | 0.92% |
4,995
| – | – |
|
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Northeast Financial Consultants's Q4 2020 Portfolio in Review
As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.
By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.
Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.
- Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
- Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
- Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
- Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
- Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
- Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
- Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.
Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.