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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMCL icon
201
Omnicell
OMCL
$1.72B
$480K 0.04%
4,000
– –
DXCM icon
202
DexCom
DXCM
$34.4B
$477K 0.04%
5,156
+1,992
+63% +$178K
VTV icon
203
Vanguard Morningstar Value ETF
VTV
$194B
$475K 0.04%
3,989
– –
KBWB icon
204
Invesco KBW Bank ETF
KBWB
$6.84B
$462K 0.04%
9,165
-67
-0.7% -$2.99K
FXH icon
205
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$458K 0.04%
4,250
– –
VDC icon
206
Vanguard Consumer Staples ETF
VDC
$8.02B
$451K 0.04%
2,596
– –
IPAY icon
207
Amplify Mobile Payments ETF
IPAY
$188M
$446K 0.04%
6,709
-300
-4% -$17.8K
SCHD icon
208
Schwab US Dividend Equity ETF
SCHD
$108B
$443K 0.04%
+20,736
New +$420K
AZN icon
209
AstraZeneca
AZN
$244B
$439K 0.04%
4,395
-1,035
-19% -$110K
IONS icon
210
Ionis Pharmaceuticals
IONS
$9.25B
$438K 0.04%
7,740
– –
VBK icon
211
Vanguard Morningstar Small-Cap Growth ETF
VBK
$25B
$434K 0.04%
1,621
– –
VYMI icon
212
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$431K 0.04%
7,083
-2,058
-23% -$117K
ICE icon
213
Intercontinental Exchange
ICE
$86.7B
$428K 0.04%
3,714
– –
IP icon
214
International Paper
IP
$21.8B
$426K 0.04%
9,039
– –
IWR icon
215
iShares Russell Mid-Cap ETF
IWR
$58.3B
$426K 0.04%
6,208
– –
HCA icon
216
HCA Healthcare
HCA
$89.1B
$424K 0.04%
2,576
– –
COP icon
217
ConocoPhillips
COP
$149B
$422K 0.04%
10,554
– –
VDE icon
218
Vanguard Energy ETF
VDE
$10.4B
$418K 0.03%
8,056
+1,956
+32% +$91.4K
SLB icon
219
SLB Ltd
SLB
$77.3B
$417K 0.03%
19,088
– –
LQD icon
220
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$416K 0.03%
3,011
– –
MGM icon
221
MGM Resorts International
MGM
$11.1B
$402K 0.03%
12,750
– –
CVS icon
222
CVS Health
CVS
$121B
$401K 0.03%
5,873
– –
MNST icon
223
Monster Beverage
MNST
$91.4B
$400K 0.03%
17,280
– –
CRNC icon
224
Cerence
CRNC
$395M
$394K 0.03%
+3,921
New +$292K
ARKW icon
225
ARK Web x.0 ETF
ARKW
$1.82B
$391K 0.03%
2,670
+437
+20% +$56K
7 8
9
10 11

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HIP
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MME
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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.