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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSW icon
151
State Street SPDR S&P Software & Services ETF
XSW
$489M
$804K 0.07%
+5,220
New +$703K
TSLA icon
152
Tesla
TSLA
$1.28T
$772K 0.06%
3,282
-18
-0.5% -$3.07K
ARKK icon
153
ARK Innovation ETF
ARKK
$6.4B
$768K 0.06%
6,168
+2,808
+84% +$304K
WTW icon
154
Willis Towers Watson
WTW
$31.3B
$758K 0.06%
3,596
+439
+14% +$90.4K
CIBR icon
155
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$745K 0.06%
16,776
-12,590
-43% -$480K
XLV icon
156
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$732K 0.06%
6,455
-19
-0.3% -$2.07K
IWP icon
157
iShares Russell Mid-Cap Growth ETF
IWP
$21B
$714K 0.06%
6,956
– –
GH icon
158
Guardant Health
GH
$22.1B
$710K 0.06%
5,507
– –
PKW icon
159
Invesco BuyBack Achievers ETF
PKW
$1.77B
$704K 0.06%
9,600
– –
WDC icon
160
Western Digital
WDC
$159B
$689K 0.06%
16,449
– –
NUAN
161
DELISTED
Nuance Communications, Inc.
NUAN
$678K 0.06%
15,372
– –
CRWD icon
162
CrowdStrike
CRWD
$228B
$675K 0.06%
12,740
– –
IJH icon
163
iShares Core S&P Mid-Cap ETF
IJH
$127B
$674K 0.06%
14,670
+505
+4% +$21.3K
ECL icon
164
Ecolab
ECL
$78.6B
$673K 0.06%
3,110
– –
IVV icon
165
iShares Core S&P 500 ETF
IVV
$904B
$672K 0.06%
1,790
+72
+4% +$25.6K
IJT icon
166
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.39B
$658K 0.05%
5,764
+1,904
+49% +$194K
REGN icon
167
Regeneron Pharmaceuticals
REGN
$81.6B
$649K 0.05%
1,343
-40
-3% -$21.6K
AMD icon
168
Advanced Micro Devices
AMD
$802B
$648K 0.05%
7,068
– –
BNTX icon
169
BioNTech
BNTX
$23.3B
$644K 0.05%
7,895
-328
-4% -$32.2K
ARES icon
170
Ares Management
ARES
$31.8B
$637K 0.05%
13,535
+1,257
+10% +$56.9K
PPD
171
DELISTED
PPD, Inc. Common Stock
PPD
$633K 0.05%
18,500
– –
MNDT
172
DELISTED
Mandiant, Inc. Common Stock
MNDT
$630K 0.05%
27,337
– –
IEFA icon
173
iShares Core MSCI EAFE ETF
IEFA
$196B
$625K 0.05%
9,051
– –
RIG icon
174
Transocean
RIG
$6.38B
$612K 0.05%
265,000
– –
LSXMK
175
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$608K 0.05%
18,046
– –
5 6
7
8 9

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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.