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NFC
Northeast Financial Consultants Portfolio holdings
AUM
$2.45B
1-Year Est. Return
15.14%
This Fund
S&P 500
This Quarter
Est. Return
+1.61%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$224M
AUM Growth
-$12.9M
(-5.5%)
Cap. Flow
-$13M
Cap. Flow
% of AUM
-5.81%
Top 10 Holdings %
Top 10 Hldgs %
52.24%
Holding
160
New
4
Increased
29
Reduced
36
Closed
16
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$11.1M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.31M |
| 3 |
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
|
+$2.05M |
| 4 |
AGR
Avangrid, Inc.
AGR
|
+$1.14M |
| 5 |
Vanguard Financials ETF
VFH
|
+$1.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vulcan Materials
VMC
|
+$5.92M |
| 2 |
WisdomTree US MidCap Fund
EZM
|
+$3.84M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.68M |
| 4 |
Invesco Pharmaceuticals ETF
PJP
|
+$3.48M |
| 5 |
ExxonMobil
XOM
|
+$2.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 29.08% |
| 2 | Energy | 9.64% |
| 3 | Financials | 5.45% |
| 4 | Communication Services | 4.57% |
| 5 | Technology | 4.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Oaktree Specialty Lending
OCSL
$1.12B
| – | – |
-10,900
| Closed | -$190K |
|
152
Plains All American Pipeline
PAA
$16.4B
| – | – |
-31,050
| Closed | -$975K |
|
153
PhenixFIN
PFX
$89.6M
| – | – |
-1,250
| Closed | -$191K |
|
154
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
| – | – |
-2,606
| Closed | -$358K |
|
155
Trane Technologies
TT
$105B
| – | – |
-24,859
| Closed | -$1.69M |
|
156
Vanguard Total International Stock ETF
VXUS
$162B
| – | – |
-4,600
| Closed | -$217K |
|
|
MRO
157
DELISTED
Marathon Oil Corporation
MRO
| – | – |
-21,340
| Closed | -$337K |
|
|
CHK
158
DELISTED
Chesapeake Energy Corporation
CHK
| – | – |
-146
| Closed | -$183K |
|
|
BPL
159
DELISTED
Buckeye Partners, L.P.
BPL
| – | – |
-4,300
| Closed | -$308K |
|
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Northeast Financial Consultants's Q4 2016 Portfolio in Review
As of Q4 2016, Northeast Financial Consultants held 160 positions worth $224M, down 5.5% from $237M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Northeast Financial Consultants withdrew a net $13M in Q4 2016, closing 16 positions and reducing 36 holdings. Its most notable exit was Trane Technologies, an estimated $1.69M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 29% a quarter earlier, followed by Energy and Financials.
Against the trend, Northeast Financial Consultants opened a new position in Avangrid, Inc. worth $1.13M.
- Northeast Financial Consultants's largest Q4 2016 buy was Avangrid, Inc.: 29,936 shares worth $1.13M.
- Northeast Financial Consultants added most to Vanguard Morningstar Growth ETF in Q4 2016, an estimated $11.1M increase.
- Northeast Financial Consultants's biggest Q4 2016 reduction was Vulcan Materials, cutting an estimated $5.92M.
- Northeast Financial Consultants fully exited Trane Technologies in Q4 2016, selling an estimated $1.69M.
- Northeast Financial Consultants's ten largest holdings make up 52% of its $224M portfolio in Q4 2016.
- Northeast Financial Consultants opened 4 new positions and closed 16 in Q4 2016.
- Northeast Financial Consultants's portfolio value fell 5.5% quarter-over-quarter to $224M.
Based on Northeast Financial Consultants's 13F filing for Q4 2016, filed 23 Jan 2017.