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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$193B
$1.52M 0.13%
7,073
-530
-7% -$115K
VOT icon
102
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$1.5M 0.12%
7,076
– –
PPA icon
103
Invesco Aerospace & Defense ETF
PPA
$8.7B
$1.49M 0.12%
22,000
– –
VBR icon
104
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$1.45M 0.12%
10,220
-800
-7% -$103K
PSX icon
105
Phillips 66
PSX
$89.3B
$1.45M 0.12%
20,720
– –
VGK icon
106
Vanguard FTSE Europe ETF
VGK
$31B
$1.44M 0.12%
23,835
+1,000
+4% +$56.3K
NFLX icon
107
Netflix
NFLX
$307B
$1.41M 0.12%
26,020
-1,460
-5% -$74K
AMGN icon
108
Amgen
AMGN
$224B
$1.4M 0.12%
6,086
– –
FCX icon
109
Freeport-McMoran
FCX
$97B
$1.35M 0.11%
51,958
-1,600
-3% -$33.3K
NKE icon
110
Nike
NKE
$60.2B
$1.35M 0.11%
9,531
– –
DYAI icon
111
Dyadic International
DYAI
$36.8M
$1.34M 0.11%
250,000
– –
VZ icon
112
Verizon
VZ
$195B
$1.32M 0.11%
22,487
+17
+0.1% +$1.01K
WMT icon
113
Walmart Inc
WMT
$912B
$1.32M 0.11%
27,381
– –
CMI icon
114
Cummins
CMI
$88.1B
$1.31M 0.11%
5,774
-226
-4% -$50.8K
WOLF icon
115
Wolfspeed
WOLF
$1.68B
$1.3M 0.11%
12,314
– –
ADSK icon
116
Autodesk
ADSK
$52B
$1.3M 0.11%
4,244
– –
HON icon
117
Honeywell
HON
$73B
$1.27M 0.11%
6,352
-255
-4% -$46.3K
TJX icon
118
TJX Companies
TJX
$170B
$1.23M 0.1%
17,958
– –
LMT icon
119
Lockheed Martin
LMT
$138B
$1.2M 0.1%
3,386
+33
+1% +$12.1K
TT icon
120
Trane Technologies
TT
$106B
$1.2M 0.1%
8,230
-6,000
-42% -$829K
GBDC icon
121
Golub Capital BDC
GBDC
$3.37B
$1.19M 0.1%
84,142
+2,408
+3% +$32.9K
VOE icon
122
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$1.19M 0.1%
9,992
+48
+0.5% +$5.38K
ITW icon
123
Illinois Tool Works
ITW
$82.8B
$1.16M 0.1%
5,683
-239
-4% -$48.8K
STX icon
124
Seagate
STX
$201B
$1.16M 0.1%
18,575
– –
AB icon
125
AllianceBernstein
AB
$3.38B
$1.15M 0.1%
33,961
+21,495
+172% +$680K
3 4
5
6 7

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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.