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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
76
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$2.24M 0.19%
19,775
– –
FXI icon
77
iShares China Large-Cap ETF
FXI
$4.2B
$2.21M 0.18%
+47,679
New +$2.18M
TXN icon
78
Texas Instruments
TXN
$254B
$2.16M 0.18%
13,167
– –
LHX icon
79
L3Harris
LHX
$52.8B
$2.14M 0.18%
11,330
-7,075
-38% -$1.29M
GLD icon
80
SPDR Gold Trust
GLD
$144B
$2.11M 0.17%
11,827
-377
-3% -$66.4K
GS icon
81
Goldman Sachs
GS
$303B
$2.04M 0.17%
7,743
+122
+2% +$27.2K
ABBV icon
82
AbbVie
ABBV
$440B
$2.01M 0.17%
18,723
– –
NVDA icon
83
NVIDIA
NVDA
$5.42T
$1.99M 0.16%
152,080
-30,280
-17% -$405K
PSXP
84
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$1.97M 0.16%
74,700
-20,000
-21% -$520K
ADP icon
85
Automatic Data Processing
ADP
$107B
$1.95M 0.16%
11,055
– –
BND icon
86
Vanguard Total Bond Market
BND
$161B
$1.85M 0.15%
20,934
+582
+3% +$51.2K
CMCSA icon
87
Comcast
CMCSA
$89.4B
$1.84M 0.15%
35,085
– –
ATH
88
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$1.81M 0.15%
42,000
– –
IYW icon
89
iShares US Technology ETF
IYW
$25.4B
$1.73M 0.14%
20,386
+242
+1% +$19.3K
GLW icon
90
Corning
GLW
$144B
$1.73M 0.14%
48,063
– –
BABA icon
91
Alibaba
BABA
$298B
$1.71M 0.14%
7,351
-1,428
-16% -$396K
TWTR
92
DELISTED
Twitter, Inc.
TWTR
$1.69M 0.14%
31,276
– –
KO icon
93
Coca-Cola
KO
$375B
$1.66M 0.14%
30,291
-863
-3% -$44.6K
ARKG icon
94
ARK Genomic Revolution ETF
ARKG
$1.79B
$1.63M 0.13%
17,431
+11,356
+187% +$905K
UNH icon
95
UnitedHealth
UNH
$365B
$1.62M 0.13%
4,621
-3,300
-42% -$1.11M
IWD icon
96
iShares Russell 1000 Value ETF
IWD
$83.9B
$1.6M 0.13%
11,714
– –
SBUX icon
97
Starbucks
SBUX
$123B
$1.59M 0.13%
14,834
+2
+0% +$191
HTPA.U
98
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$1.57M 0.13%
+149,609
New +$1.56M
MO icon
99
Altria Group
MO
$108B
$1.54M 0.13%
37,680
-201
-0.5% -$8.07K
MDLZ icon
100
Mondelez International
MDLZ
$79B
$1.53M 0.13%
26,159
-844
-3% -$48.2K
2 3
4
5 6

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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.