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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
51
Zoetis
ZTS
$31.1B
$3.91M 0.32%
23,648
– –
MA icon
52
Mastercard
MA
$492B
$3.87M 0.32%
10,840
-62
-0.6% -$20.6K
BMY icon
53
Bristol-Myers Squibb
BMY
$130B
$3.7M 0.31%
59,711
-17,618
-23% -$1.08M
AVGO icon
54
Broadcom
AVGO
$1.98T
$3.65M 0.3%
83,240
– –
VTRS icon
55
Viatris
VTRS
$18.7B
$3.56M 0.29%
189,854
+179,854
+1,799% +$2.93M
PG icon
56
Procter & Gamble
PG
$338B
$3.54M 0.29%
25,433
+26
+0.1% +$3.63K
FUN icon
57
Cedar Fair
FUN
$1.63B
$3.53M 0.29%
89,650
-18,000
-17% -$598K
IVW icon
58
iShares S&P 500 Growth ETF
IVW
$76.9B
$3.39M 0.28%
53,156
+52
+0.1% +$3.15K
PEP icon
59
PepsiCo
PEP
$189B
$3.39M 0.28%
22,852
+632
+3% +$89.8K
QQXT icon
60
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$3.31M 0.27%
41,746
– –
PM icon
61
Philip Morris
PM
$290B
$3.19M 0.26%
38,518
– –
VEU icon
62
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$3.12M 0.26%
53,380
+351
+0.7% +$19.1K
TMO icon
63
Thermo Fisher Scientific
TMO
$224B
$3.05M 0.25%
6,544
-255
-4% -$120K
ARCC icon
64
Ares Capital
ARCC
$14.3B
$2.78M 0.23%
164,506
-16,050
-9% -$249K
HASI icon
65
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$2.77M 0.23%
43,755
– –
IWS icon
66
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$2.69M 0.22%
27,745
– –
HDV
67
iShares Core High Dividend ETF
HDV
$15B
$2.68M 0.22%
153,090
+500
+0.3% +$8.47K
MTD icon
68
Mettler-Toledo International
MTD
$28.8B
$2.68M 0.22%
2,354
-88
-4% -$96.5K
EZM icon
69
WisdomTree US MidCap Fund
EZM
$951M
$2.49M 0.21%
57,255
-3,000
-5% -$119K
IWF icon
70
iShares Russell 1000 Growth ETF
IWF
$127B
$2.47M 0.2%
40,940
– –
MMP
71
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.44M 0.2%
57,621
– –
APO icon
72
Apollo Global Management
APO
$82.8B
$2.38M 0.2%
48,599
+183
+0.4% +$8.17K
CRM icon
73
Salesforce
CRM
$162B
$2.34M 0.19%
10,524
+380
+4% +$92.4K
PYPL icon
74
PayPal
PYPL
$50.5B
$2.27M 0.19%
9,710
+1,054
+12% +$218K
V icon
75
Visa
V
$677B
$2.27M 0.19%
10,361
+6
+0.1% +$1.23K
1 2
3
4 5

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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.