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NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
26
Bank of America
BAC
$448B
$10.8M 0.9%
357,068
-5,470
-2% -$147K
MRK icon
27
Merck
MRK
$322B
$9.49M 0.79%
121,648
+673
+0.6% +$51.5K
MPLX icon
28
MPLX
MPLX
$60.1B
$8.75M 0.73%
404,158
-40,000
-9% -$789K
CVX icon
29
Chevron
CVX
$386B
$8.74M 0.72%
103,474
+1,165
+1% +$94.3K
IHI icon
30
iShares US Medical Devices ETF
IHI
$3.47B
$8.19M 0.68%
150,210
+66,888
+80% +$3.5M
EPD icon
31
Enterprise Products Partners
EPD
$81.8B
$7.52M 0.62%
383,747
-23,588
-6% -$439K
HD icon
32
Home Depot
HD
$353B
$6.85M 0.57%
25,805
+120
+0.5% +$33K
JNJ icon
33
Johnson & Johnson
JNJ
$626B
$6.76M 0.56%
42,975
+2,407
+6% +$355K
VFH icon
34
Vanguard Financials ETF
VFH
$13.8B
$6.33M 0.52%
86,910
-33,229
-28% -$2.19M
UPS icon
35
United Parcel Service
UPS
$88.8B
$6.26M 0.52%
+37,196
New +$6.28M
VOO icon
36
Vanguard S&P 500 ETF
VOO
$1.03T
$5.9M 0.49%
17,176
-201
-1% -$65.5K
LLY icon
37
Eli Lilly
LLY
$1.08T
$5.81M 0.48%
34,388
– –
SHLX
38
DELISTED
Shell Midstream Partners, L.P.
SHLX
$5.64M 0.47%
559,096
– –
MET icon
39
MetLife
MET
$61.5B
$5.44M 0.45%
115,915
-3,525
-3% -$153K
KKR icon
40
KKR & Co
KKR
$99.6B
$5.41M 0.45%
133,550
-2,600
-2% -$98.2K
SCHW
41
Charles Schwab
SCHW
$186B
$5.33M 0.44%
100,554
– –
WM icon
42
Waste Management
WM
$90.7B
$5.27M 0.44%
44,668
-6,826
-13% -$796K
ACI icon
43
Albertsons Companies
ACI
$5.95B
$4.97M 0.41%
+282,900
New +$4.29M
XOM icon
44
ExxonMobil
XOM
$657B
$4.96M 0.41%
120,304
-3,317
-3% -$124K
BX icon
45
Blackstone
BX
$118B
$4.49M 0.37%
69,225
-3,725
-5% -$217K
IQLT icon
46
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$4.33M 0.36%
121,416
+89,231
+277% +$2.98M
DE icon
47
Deere & Co
DE
$167B
$4.26M 0.35%
15,824
-198
-1% -$49.2K
SLY
48
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$4.22M 0.35%
53,050
-23,293
-31% -$1.66M
IWM icon
49
iShares Russell 2000 ETF
IWM
$81.8B
$4.21M 0.35%
21,491
+42
+0.2% +$7.35K
META icon
50
Meta Platforms (Facebook)
META
$1.53T
$4.15M 0.34%
15,185
-1,099
-7% -$301K
1
2
3 4 5

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Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.