We are live on ! Find out more
NFC

Northeast Financial Consultants Portfolio holdings

AUM $2.45B
1-Year Est. Return 15.14%
This Fund
S&P 500
This Quarter Est. Return
+13.74%
1 Year Est. Return
+15.14%
3 Year Est. Return
+63.77%
5 Year Est. Return
+108.46%
10 Year Est. Return
+198.58%
AUM
$1.21B
AUM Growth
+$99.8M
Cap. Flow
-$39.3M
Cap. Flow %
-3.26%
Top 10 Hldgs %
44.16%
Holding
330
New
31
Increased
63
Reduced
82
Closed
12

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$14.4M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.8M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.27M
5
UPS icon
United Parcel Service
UPS
+$6.28M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$62.1M
2
JPM icon
JPMorgan Chase
JPM
+$9.7M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$7.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$7.38M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 9.15%
2 Healthcare 8.99%
3 Technology 7.45%
4 Communication Services 6.15%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
226
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$386K 0.03%
920
– –
TSM icon
227
TSMC
TSM
$2.23T
$386K 0.03%
3,541
– –
CNC icon
228
Centene
CNC
$33.2B
$384K 0.03%
6,400
– –
CP icon
229
Canadian Pacific Kansas City
CP
$81.8B
$377K 0.03%
5,440
– –
IQV icon
230
IQVIA
IQV
$39.9B
$373K 0.03%
2,080
– –
MMM icon
231
3M
MMM
$94.8B
$371K 0.03%
2,537
-37
-1% -$5.25K
MYD
232
DELISTED
BlackRock MuniYield Fund
MYD
$364K 0.03%
25,400
– –
ZM icon
233
Zoom
ZM
$30.8B
$362K 0.03%
1,073
+92
+9% +$41K
RIO icon
234
Rio Tinto
RIO
$164B
$361K 0.03%
4,800
– –
F icon
235
Ford
F
$55.2B
$360K 0.03%
40,948
+10,008
+32% +$83.8K
RDS.B
236
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$356K 0.03%
10,600
-4,330
-29% -$129K
TFX icon
237
Teleflex
TFX
$5.99B
$350K 0.03%
850
– –
CPK icon
238
Chesapeake Utilities
CPK
$3.25B
$346K 0.03%
3,200
– –
FYX icon
239
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$339K 0.03%
4,400
– –
MS icon
240
Morgan Stanley
MS
$343B
$336K 0.03%
+4,897
New +$281K
MDT icon
241
Medtronic
MDT
$116B
$335K 0.03%
2,861
– –
COST icon
242
Costco
COST
$420B
$332K 0.03%
882
– –
DXC icon
243
DXC Technology
DXC
$1.71B
$332K 0.03%
+12,909
New +$276K
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$332K 0.03%
17,520
-5,010
-22% -$86.3K
VWO icon
245
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$331K 0.03%
6,607
-36
-0.5% -$1.69K
CASY icon
246
Casey's General Stores
CASY
$31B
$322K 0.03%
1,800
– –
EMR icon
247
Emerson Electric
EMR
$91.5B
$321K 0.03%
4,000
– –
PETS icon
248
PetMed Express
PETS
$42.7M
$321K 0.03%
10,000
– –
RTX icon
249
RTX Corp
RTX
$300B
$318K 0.03%
4,444
+249
+6% +$16.4K
QQEW icon
250
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$317K 0.03%
3,144
– –
8 9
10
11 12

Similar funds

MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
WBA
Walgreens Boots Alliance Deerfield, Illinois $2.24B AUM 36.34% 1-Year Est. Return
MD
Money Design Tokyo, Japan $2.14B AUM 10.33% 1-Year Est. Return
GL
Graypoint LLC Albany, New York $1.78B AUM 16.72% 1-Year Est. Return
SVCF
Silicon Valley Community Foundation Mountain View, California $1.77B AUM 13% 1-Year Est. Return
GLA
Good Life Advisors Reading, Pennsylvania $1.6B AUM 15.83% 1-Year Est. Return
HIP
HPS Investment Partners New York $1.52B AUM 19.81% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return

Northeast Financial Consultants's Q4 2020 Portfolio in Review

As of Q4 2020, Northeast Financial Consultants held 330 positions worth $1.21B, up 9% from $1.11B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Northeast Financial Consultants withdrew a net $39.3M in Q4 2020, closing 12 positions and reducing 82 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 9.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Northeast Financial Consultants opened a new position in United Parcel Service worth $6.26M.

  • Northeast Financial Consultants's largest Q4 2020 buy was United Parcel Service: 37,196 shares worth $6.26M.
  • Northeast Financial Consultants added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2020, an estimated $14.4M increase.
  • Northeast Financial Consultants's biggest Q4 2020 reduction was Pfizer, cutting an estimated $62.1M.
  • Northeast Financial Consultants fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $2.25M.
  • Northeast Financial Consultants's ten largest holdings make up 44% of its $1.21B portfolio in Q4 2020.
  • Northeast Financial Consultants opened 31 new positions and closed 12 in Q4 2020.
  • Northeast Financial Consultants's portfolio value rose 9% quarter-over-quarter to $1.21B.

Based on Northeast Financial Consultants's 13F filing for Q4 2020, filed 12 Feb 2021.