Northeast Financial Consultants’s Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant HTPA.U Stock Holding History

Northeast Financial Consultants’s Portfolio HTPA.U Stock Details HTPA.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-49,997	Closed	-$522K	–	377
2021 Q3	$522K	Sell	49,997 -580,499	-92%	-$5.88M	0.03%	219
2021 Q2	$6.32M	Buy	630,496 +265,496	+73%	+$2.68M	0.43%	45
2021 Q1	$3.67M	Buy	365,000 +215,391	+144%	+$2.32M	0.28%	57
2020 Q4	$1.57M	Buy	+149,609	New	+$1.56M	0.13%	98

Other funds holding HTPA.U

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Northeast Financial Consultants's HTPA.U Position: Q4 2021 in Review

Northeast Financial Consultants sold out of Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant (HTPA.U) in Q4 2021, closing a stake of 49,997 shares — an estimated $522K sold.

Northeast Financial Consultants first reported a position in HTPA.U in Q4 2020 and held it in 4 quarters. The position peaked at $6.32M in Q2 2021. 7 funds tracked by Wall St. Rank hold HTPA.U as of Q4 2021.

Northeast Financial Consultants reported no remaining Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant position as of Q4 2021 after selling out during the quarter.
Northeast Financial Consultants sold 49,997 Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant shares in Q4 2021, an estimated $522K.
Northeast Financial Consultants first reported a position in Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant in Q4 2020 and held it in 4 quarters.
Northeast Financial Consultants's Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant position peaked at $6.32M in Q2 2021.
7 funds tracked by Wall St. Rank held Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant as of Q4 2021.

Based on Northeast Financial Consultants's 13F filing for Q4 2021, filed 11 Feb 2022.