North Run Capital’s E*Trade Financial Corporation ETFC Stock Holding History

North Run Capital’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-145,000	Closed	-$3.41M	–	32
2016 Q2	$3.41M	Buy	+145,000	New	+$3.68M	0.56%	25
2016 Q1	–	Sell	-1,285,300	Closed	-$38.1M	–	39
2015 Q4	$38.1M	Hold	1,285,300	–	–	4.5%	9
2015 Q3	$33.8M	Sell	1,285,300 -289,700	-18%	-$8.03M	3.32%	11
2015 Q2	$47.2M	Sell	1,575,000 -1,205,000	-43%	-$35.4M	4.63%	11
2015 Q1	$79.4M	Sell	2,780,000 -875,000	-24%	-$22.3M	8.69%	3
2014 Q4	$88.7M	Buy	3,655,000 +555,669	+18%	+$12.4M	7.89%	2
2014 Q3	$70M	Buy	3,099,331 +415,177	+15%	+$9.11M	6.34%	4
2014 Q2	$57.1M	Buy	2,684,154 +134,154	+5%	+$2.82M	5.55%	6
2014 Q1	$58.7M	Buy	2,550,000 +451,106	+21%	+$9.88M	5.97%	6
2013 Q4	$41.2M	Buy	+2,098,894	New	+$37.3M	5.22%	10

Other funds holding ETFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return

North Run Capital's ETFC Position: Q3 2016 in Review

North Run Capital sold out of E*Trade Financial Corporation (ETFC) in Q3 2016, closing a stake of 145,000 shares — an estimated $3.41M sold.

North Run Capital first reported a position in ETFC in Q4 2013 and held it in 10 quarters. The position peaked at $88.7M in Q4 2014. 360 funds tracked by Wall St. Rank hold ETFC as of Q3 2016.

North Run Capital reported no remaining E*Trade Financial Corporation position as of Q3 2016 after selling out during the quarter.
North Run Capital sold 145,000 E*Trade Financial Corporation shares in Q3 2016, an estimated $3.41M.
North Run Capital first reported a position in E*Trade Financial Corporation in Q4 2013 and held it in 10 quarters.
North Run Capital's E*Trade Financial Corporation position peaked at $88.7M in Q4 2014.
360 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2016.

Based on North Run Capital's 13F filing for Q3 2016, filed 14 Nov 2016.