North Run Capital’s Citizens Financial Group CFG Stock Holding History

North Run Capital’s Portfolio CFG Stock Details CFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,025,000	Closed	-$25.3M	–	20
2016 Q3	$25.3M	Sell	1,025,000 -950,000	-48%	-$21.8M	3.98%	12
2016 Q2	$39.5M	Sell	1,975,000 -225,000	-10%	-$4.99M	6.5%	5
2016 Q1	$46.1M	Sell	2,200,000 -850,000	-28%	-$18M	6.32%	6
2015 Q4	$79.9M	Hold	3,050,000	–	–	9.43%	3
2015 Q3	$72.8M	Buy	3,050,000 +506,169	+20%	+$12.9M	7.15%	4
2015 Q2	$69.5M	Hold	2,543,831	–	–	6.81%	3
2015 Q1	$61.4M	Buy	+2,543,831	New	+$62.4M	6.72%	5

Other funds holding CFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $63.1B AUM 35.51% 1-Year Est. Return

North Run Capital's CFG Position: Q4 2016 in Review

North Run Capital sold out of Citizens Financial Group (CFG) in Q4 2016, closing a stake of 1,025,000 shares — an estimated $25.3M sold.

North Run Capital first reported a position in CFG in Q1 2015 and held it in 7 quarters. The position peaked at $79.9M in Q4 2015. 512 funds tracked by Wall St. Rank hold CFG as of Q4 2016.

North Run Capital reported no remaining Citizens Financial Group position as of Q4 2016 after selling out during the quarter.
North Run Capital sold 1,025,000 Citizens Financial Group shares in Q4 2016, an estimated $25.3M.
North Run Capital first reported a position in Citizens Financial Group in Q1 2015 and held it in 7 quarters.
North Run Capital's Citizens Financial Group position peaked at $79.9M in Q4 2015.
512 funds tracked by Wall St. Rank held Citizens Financial Group as of Q4 2016.

Based on North Run Capital's 13F filing for Q4 2016, filed 10 Feb 2017.