Norris Perne & French’s STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 SWJ.CL Stock Holding History

Norris Perne & French’s Portfolio SWJ.CL Stock Details SWJ.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-55,457	Closed	-$1.19M	–	194
2013 Q4	$1.19M	Sell	55,457 -1,900	-3%	-$41.9K	0.22%	79
2013 Q3	$1.26M	Buy	57,357 +16,500	+40%	+$383K	0.26%	74
2013 Q2	$999K	Buy	+40,857	New	+$1.06M	0.21%	86

Other funds holding SWJ.CL

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 20.22% 1-Year Est. Return

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.7B AUM 23.97% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

CNB

City National Bank Beverly Hills, Delaware $11.6B AUM 3.11% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

CIA

CCM Investment Advisers Columbia, South Carolina $1.29B AUM 60.91% 1-Year Est. Return

Norris Perne & French's SWJ.CL Position: Q1 2014 in Review

Norris Perne & French sold out of STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 (SWJ.CL) in Q1 2014, closing a stake of 55,457 shares — an estimated $1.19M sold.

Norris Perne & French first reported a position in SWJ.CL in Q2 2013 and held it in 3 quarters. The position peaked at $1.26M in Q3 2013. 15 funds tracked by Wall St. Rank hold SWJ.CL as of Q1 2014.

Norris Perne & French reported no remaining STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 position as of Q1 2014 after selling out during the quarter.
Norris Perne & French sold 55,457 STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 shares in Q1 2014, an estimated $1.19M.
Norris Perne & French first reported a position in STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 in Q2 2013 and held it in 3 quarters.
Norris Perne & French's STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 position peaked at $1.26M in Q3 2013.
15 funds tracked by Wall St. Rank held STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052 as of Q1 2014.

Based on Norris Perne & French's 13F filing for Q1 2014, filed 14 Apr 2014.