Norris Financial Group’s Advaxis Inc ADXS Stock Holding History

Norris Financial Group’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-74,850	Closed	-$39K	–	97
2021 Q3	$39K	Hold	74,850	–	–	0.03%	82
2021 Q2	$34.7K	Hold	74,850	–	–	0.02%	82
2021 Q1	$55.1K	Buy	74,850 +10,700	+17%	+$8.75K	0.04%	78
2020 Q4	$22.4K	Hold	64,150	–	–	0.02%	68
2020 Q3	$26.3K	Hold	64,150	–	–	0.02%	69
2020 Q2	$34.4K	Buy	64,150 +30,900	+93%	+$20.7K	0.03%	63
2020 Q1	$17.6K	Buy	+33,250	New	+$29.1K	0.02%	60

Other funds holding ADXS

FFS

Founders Financial Securities Towson, Maryland $1.95B AUM 22.17% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Norris Financial Group's ADXS Position: Q4 2021 in Review

Norris Financial Group sold out of Advaxis Inc (ADXS) in Q4 2021, closing a stake of 74,850 shares — an estimated $39K sold.

Norris Financial Group first reported a position in ADXS in Q1 2020 and held it in 7 quarters. The position peaked at $55.1K in Q1 2021. 6 funds tracked by Wall St. Rank hold ADXS as of Q4 2021.

Norris Financial Group reported no remaining Advaxis Inc position as of Q4 2021 after selling out during the quarter.
Norris Financial Group sold 74,850 Advaxis Inc shares in Q4 2021, an estimated $39K.
Norris Financial Group first reported a position in Advaxis Inc in Q1 2020 and held it in 7 quarters.
Norris Financial Group's Advaxis Inc position peaked at $55.1K in Q1 2021.
6 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2021.

Based on Norris Financial Group's 13F filing for Q4 2021, filed 20 May 2026.