Nomura Holdings’s Vivani Medical, Inc. Warrants expiring 03/14/2024 VANIW Stock Holding History

Nomura Holdings’s Portfolio VANIW Stock Details VANIW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,397	Closed	-$4K	–	1409
2019 Q3	$4K	Sell	2,397 -63	-3%	-$114	﹤0.01%	1146
2019 Q2	$5K	Hold	2,460	–	–	﹤0.01%	1065
2019 Q1	$5K	Hold	2,460	–	–	﹤0.01%	1097
2018 Q4	$6K	Hold	2,460	–	–	﹤0.01%	1154
2018 Q3	$8K	Hold	2,460	–	–	﹤0.01%	1251
2018 Q2	$33K	Sell	2,460 -6	-0.2%	-$36	﹤0.01%	1225
2018 Q1	$15	Sell	2,466 -440	-15%	-$2.73K	﹤0.01%	1392
2017 Q4	$18K	Hold	2,906	–	–	﹤0.01%	1498
2017 Q3	$8K	Buy	+2,906	New	+$7.39K	﹤0.01%	1456

Other funds holding VANIW

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

GWS

Glassman Wealth Services Vienna, Virginia $736M AUM 17.99% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

EWM

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

Nomura Holdings's VANIW Position: Q4 2019 in Review

Nomura Holdings sold out of Vivani Medical, Inc. Warrants expiring 03/14/2024 (VANIW) in Q4 2019, closing a stake of 2,397 shares — an estimated $4K sold.

Nomura Holdings first reported a position in VANIW in Q3 2017 and held it in 9 quarters. The position peaked at $33K in Q2 2018. 8 funds tracked by Wall St. Rank hold VANIW as of Q4 2019.

Nomura Holdings reported no remaining Vivani Medical, Inc. Warrants expiring 03/14/2024 position as of Q4 2019 after selling out during the quarter.
Nomura Holdings sold 2,397 Vivani Medical, Inc. Warrants expiring 03/14/2024 shares in Q4 2019, an estimated $4K.
Nomura Holdings first reported a position in Vivani Medical, Inc. Warrants expiring 03/14/2024 in Q3 2017 and held it in 9 quarters.
Nomura Holdings's Vivani Medical, Inc. Warrants expiring 03/14/2024 position peaked at $33K in Q2 2018.
8 funds tracked by Wall St. Rank held Vivani Medical, Inc. Warrants expiring 03/14/2024 as of Q4 2019.

Based on Nomura Holdings's 13F filing for Q4 2019, filed 14 Feb 2020.