Nomura Holdings’s Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A SRE.PRA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-2,712	Closed	–	–	1127
2020 Q2	$0	Sell	2,712 -30,000	-92%	–	﹤0.01%	993
2020 Q1	$0	Buy	+32,712	New	–	﹤0.01%	914
2018 Q2	–	Sell	-30,000	Closed	–	–	1150
2018 Q1	$0	Buy	+30,000	New	–	﹤0.01%	1179