Nomura Holdings’s Invesco Shipping ETF SEA Stock Holding History

Nomura Holdings’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-12,796	Closed	-$275K	–	3021
2013 Q4	$275K	Buy	+12,796	New	+$257K	﹤0.01%	1597

Other funds holding SEA

LWA

Lenox Wealth Advisors New York $798M AUM 5.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Gruss & Co West Palm Beach, Florida $42.8M AUM 49.41% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nomura Holdings's SEA Position: Q1 2014 in Review

Nomura Holdings sold out of Invesco Shipping ETF (SEA) in Q1 2014, closing a stake of 12,796 shares — an estimated $275K sold.

Nomura Holdings first reported a position in SEA in Q4 2013 and held it in 1 quarter. The position peaked at $275K in Q4 2013. 36 funds tracked by Wall St. Rank hold SEA as of Q1 2014.

Nomura Holdings reported no remaining Invesco Shipping ETF position as of Q1 2014 after selling out during the quarter.
Nomura Holdings sold 12,796 Invesco Shipping ETF shares in Q1 2014, an estimated $275K.
Nomura Holdings first reported a position in Invesco Shipping ETF in Q4 2013 and held it in 1 quarter.
Nomura Holdings's Invesco Shipping ETF position peaked at $275K in Q4 2013.
36 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q1 2014.

Based on Nomura Holdings's 13F filing for Q1 2014, filed 14 May 2014.