Nomura Holdings

Nomura Holdings’s MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share ML.WS Stock Holding History

Nomura Holdings’s Portfolio ML.WS Stock Details ML.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-100,000	Closed	-$15K	–	1855
2023 Q1	$15K	Hold	100,000	–	–	﹤0.01%	1377
2022 Q4	$16K	Hold	100,000	–	–	﹤0.01%	1327
2022 Q3	$20K	Hold	100,000	–	–	﹤0.01%	1483
2022 Q2	$28K	Hold	100,000	–	–	﹤0.01%	1571
2022 Q1	$45K	Hold	100,000	–	–	﹤0.01%	1771
2021 Q4	$62K	Hold	100,000	–	–	﹤0.01%	2049
2021 Q3	$105K	Buy	+100,000	New	+$112K	﹤0.01%	1771

Other funds holding ML.WS

Cowen and Company New York $2.9B AUM 105.26% 1-Year Est. Return

Davidson Kempner Capital Management New York $4.65B AUM 56.47% 1-Year Est. Return

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $60.6B AUM 31.35% 1-Year Est. Return

LMR Partners London, United Kingdom $10.9B AUM 60.68% 1-Year Est. Return

Water Island Capital New York $750M AUM 107.59% 1-Year Est. Return

Taconic Capital Advisors New York $140M AUM 110.07% 1-Year Est. Return

Matrix Private Capital Group New York $207M AUM 16.87% 1-Year Est. Return

Westchester Capital Management (New York) Valhalla, New York $2.07B AUM 26.02% 1-Year Est. Return

Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return