Nomura Holdings’s Invesco KBW Bank ETF KBWB Stock Holding History

Nomura Holdings’s Portfolio KBWB Stock Details KBWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-164,300	Closed	-$6.01M	–	2506
2014 Q3	$6.01M	Hold	164,300	–	–	0.02%	624
2014 Q2	$5.98M	Hold	164,300	–	–	﹤0.01%	602
2014 Q1	$6.07M	Hold	164,300	–	–	﹤0.01%	662
2013 Q4	$5.81M	Buy	+164,300	New	+$5.56M	0.03%	354

Other funds holding KBWB

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

SOL Capital Management Rockville, Maryland $206M AUM 17.87% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nomura Holdings's KBWB Position: Q4 2014 in Review

Nomura Holdings sold out of Invesco KBW Bank ETF (KBWB) in Q4 2014, closing a stake of 164,300 shares — an estimated $6.01M sold.

Nomura Holdings first reported a position in KBWB in Q4 2013 and held it in 4 quarters. The position peaked at $6.07M in Q1 2014. 33 funds tracked by Wall St. Rank hold KBWB as of Q4 2014.

Nomura Holdings reported no remaining Invesco KBW Bank ETF position as of Q4 2014 after selling out during the quarter.
Nomura Holdings sold 164,300 Invesco KBW Bank ETF shares in Q4 2014, an estimated $6.01M.
Nomura Holdings first reported a position in Invesco KBW Bank ETF in Q4 2013 and held it in 4 quarters.
Nomura Holdings's Invesco KBW Bank ETF position peaked at $6.07M in Q1 2014.
33 funds tracked by Wall St. Rank held Invesco KBW Bank ETF as of Q4 2014.

Based on Nomura Holdings's 13F filing for Q4 2014, filed 17 Feb 2015.