Nomura Holdings’s GS ActiveBeta US Small Cap Equity ETF GSSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-35,000	Closed	-$1.52M	–	1063
2017 Q4	$1.52M	Sell	35,000 -65,000	-65%	-$2.82M	﹤0.01%	549
2017 Q3	$4.15M	Hold	100,000	–	–	0.01%	294
2017 Q2	$4.02M	Buy	+100,000	New	+$4.02M	0.01%	338