Nomura Holdings’s GS ActiveBeta US Small Cap Equity ETF GSSC Stock Holding History

Nomura Holdings’s Portfolio GSSC Stock Details GSSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-35,000	Closed	-$1.52M	–	1528
2017 Q4	$1.52M	Sell	35,000 -65,000	-65%	-$2.78M	﹤0.01%	974
2017 Q3	$4.15M	Buy	+100,000	New	+$4.02M	0.01%	598

Other funds holding GSSC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nomura Holdings's GSSC Position: Q1 2018 in Review

Nomura Holdings sold out of GS ActiveBeta US Small Cap Equity ETF (GSSC) in Q1 2018, closing a stake of 35,000 shares — an estimated $1.52M sold.

Nomura Holdings first reported a position in GSSC in Q3 2017 and held it in 2 quarters. The position peaked at $4.15M in Q3 2017. 9 funds tracked by Wall St. Rank hold GSSC as of Q1 2018.

Nomura Holdings reported no remaining GS ActiveBeta US Small Cap Equity ETF position as of Q1 2018 after selling out during the quarter.
Nomura Holdings sold 35,000 GS ActiveBeta US Small Cap Equity ETF shares in Q1 2018, an estimated $1.52M.
Nomura Holdings first reported a position in GS ActiveBeta US Small Cap Equity ETF in Q3 2017 and held it in 2 quarters.
Nomura Holdings's GS ActiveBeta US Small Cap Equity ETF position peaked at $4.15M in Q3 2017.
9 funds tracked by Wall St. Rank held GS ActiveBeta US Small Cap Equity ETF as of Q1 2018.

Based on Nomura Holdings's 13F filing for Q1 2018, filed 14 May 2018.