Nomura Holdings’s ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) ECTE Stock Holding History

Nomura Holdings’s Portfolio ECTE Stock Details ECTE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-750,000	Closed	-$664K	–	2989
2014 Q3	$664K	Hold	750,000	–	–	﹤0.01%	1648
2014 Q2	$1.63M	Buy	750,000 +534,197	+248%	+$1.33M	﹤0.01%	1227
2014 Q1	$660K	Buy	215,803 +15,803	+8%	+$52.1K	﹤0.01%	1646
2013 Q4	$623K	Hold	200,000	–	–	﹤0.01%	1186
2013 Q3	$564K	Sell	200,000 -3,600	-2%	-$9.75K	﹤0.01%	1343
2013 Q2	$513K	Buy	+203,600	New	+$1.07M	﹤0.01%	1305

Other funds holding ECTE

Platinum Management New York $16.4M AUM 30.38% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

EWM

Essex Woodlands Management The Woodlands, Texas $251M AUM 13.72% 1-Year Est. Return

Nomura Holdings's ECTE Position: Q4 2014 in Review

Nomura Holdings sold out of ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) (ECTE) in Q4 2014, closing a stake of 750,000 shares — an estimated $664K sold.

Nomura Holdings first reported a position in ECTE in Q2 2013 and held it in 6 quarters. The position peaked at $1.63M in Q2 2014. 17 funds tracked by Wall St. Rank hold ECTE as of Q4 2014.

Nomura Holdings reported no remaining ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) position as of Q4 2014 after selling out during the quarter.
Nomura Holdings sold 750,000 ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) shares in Q4 2014, an estimated $664K.
Nomura Holdings first reported a position in ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) in Q2 2013 and held it in 6 quarters.
Nomura Holdings's ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) position peaked at $1.63M in Q2 2014.
17 funds tracked by Wall St. Rank held ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE) as of Q4 2014.

Based on Nomura Holdings's 13F filing for Q4 2014, filed 17 Feb 2015.