Nomura Holdings’s Dynegy, Inc. DYN Stock Holding History

Nomura Holdings’s Portfolio DYN Stock Details DYN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-151,195	Closed	-$1.79M	–	1806
2017 Q4	$1.79M	Buy	151,195 +107,195	+244%	+$1.2M	﹤0.01%	928
2017 Q3	$430K	Buy	+44,000	New	+$393K	﹤0.01%	1288
2017 Q1	–	Sell	-400,000	Closed	-$3.38M	–	1757
2016 Q4	$3.38M	Buy	+400,000	New	+$3.94M	0.01%	701
2016 Q3	–	Sell	-128,400	Closed	-$2.23M	–	1487
2016 Q2	$2.23M	Buy	128,400 +17,479	+16%	+$304K	0.01%	637
2016 Q1	$1.57M	Buy	110,921 +59,568	+116%	+$678K	0.01%	608
2015 Q4	$686K	Buy	+51,353	New	+$881K	﹤0.01%	929
2014 Q1	–	Sell	-11,301	Closed	-$243K	–	3022
2013 Q4	$243K	Sell	11,301 -25,254	-69%	-$514K	﹤0.01%	1654
2013 Q3	$706K	Sell	36,555 -28,083	-43%	-$569K	﹤0.01%	1218
2013 Q2	$1.46M	Buy	+64,638	New	+$1.53M	0.01%	823

Other funds holding DYN

ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

GLAM

Gardner Lewis Asset Management Chadds Ford, Pennsylvania $462M AUM 65.29% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Nomura Holdings's DYN Position: Q1 2018 in Review

Nomura Holdings sold out of Dynegy, Inc. (DYN) in Q1 2018, closing a stake of 151,195 shares — an estimated $1.79M sold.

Nomura Holdings first reported a position in DYN in Q2 2013 and held it in 9 quarters. The position peaked at $3.38M in Q4 2016. 165 funds tracked by Wall St. Rank hold DYN as of Q1 2018.

Nomura Holdings reported no remaining Dynegy, Inc. position as of Q1 2018 after selling out during the quarter.
Nomura Holdings sold 151,195 Dynegy, Inc. shares in Q1 2018, an estimated $1.79M.
Nomura Holdings first reported a position in Dynegy, Inc. in Q2 2013 and held it in 9 quarters.
Nomura Holdings's Dynegy, Inc. position peaked at $3.38M in Q4 2016.
165 funds tracked by Wall St. Rank held Dynegy, Inc. as of Q1 2018.

Based on Nomura Holdings's 13F filing for Q1 2018, filed 14 May 2018.