Nomura Holdings’s Capstead Mortgage Corp. CMO Stock Holding History

Nomura Holdings’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-11,500	Closed	-$114K	–	1893
2016 Q1	$114K	Buy	+11,500	New	+$107K	﹤0.01%	1373
2015 Q4	–	Sell	-13,914	Closed	-$142K	–	2287
2015 Q3	$142K	Buy	+13,914	New	+$151K	﹤0.01%	1473
2015 Q2	–	Sell	-12,000	Closed	-$143K	–	2260
2015 Q1	$143K	Buy	+12,000	New	+$144K	﹤0.01%	1557
2014 Q4	–	Sell	-33,256	Closed	-$409K	–	3113
2014 Q3	$409K	Buy	+33,256	New	+$434K	﹤0.01%	1967

Other funds holding CMO

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $532M AUM 29.6% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

WCM

Wedge Capital Management Charlotte, North Carolina $6.06B AUM 47.24% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Nomura Holdings's CMO Position: Q2 2016 in Review

Nomura Holdings sold out of Capstead Mortgage Corp. (CMO) in Q2 2016, closing a stake of 11,500 shares — an estimated $114K sold.

Nomura Holdings first reported a position in CMO in Q3 2014 and held it in 4 quarters. The position peaked at $409K in Q3 2014. 202 funds tracked by Wall St. Rank hold CMO as of Q2 2016.

Nomura Holdings reported no remaining Capstead Mortgage Corp. position as of Q2 2016 after selling out during the quarter.
Nomura Holdings sold 11,500 Capstead Mortgage Corp. shares in Q2 2016, an estimated $114K.
Nomura Holdings first reported a position in Capstead Mortgage Corp. in Q3 2014 and held it in 4 quarters.
Nomura Holdings's Capstead Mortgage Corp. position peaked at $409K in Q3 2014.
202 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q2 2016.

Based on Nomura Holdings's 13F filing for Q2 2016, filed 15 Aug 2016.