Nomura Holdings’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Nomura Holdings’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-14,856	Closed	-$185K	–	2327
2014 Q3	$185K	Buy	+14,856	New	+$204K	﹤0.01%	2435
2014 Q1	–	Sell	-22,200	Closed	-$294K	–	2733
2013 Q4	$294K	Sell	22,200 -26,800	-55%	-$377K	﹤0.01%	1559
2013 Q3	$721K	Sell	49,000 -30,658	-38%	-$457K	﹤0.01%	1209
2013 Q2	$1.08M	Buy	+79,658	New	+$1.3M	0.01%	945

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Americafirst Capital Management Roseville, California $74M AUM 13.49% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Nomura Holdings's CEF Position: Q4 2014 in Review

Nomura Holdings sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2014, closing a stake of 14,856 shares — an estimated $185K sold.

Nomura Holdings first reported a position in CEF in Q2 2013 and held it in 4 quarters. The position peaked at $1.08M in Q2 2013. 188 funds tracked by Wall St. Rank hold CEF as of Q4 2014.

Nomura Holdings reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2014 after selling out during the quarter.
Nomura Holdings sold 14,856 Sprott Physical Gold and Silver Trust shares in Q4 2014, an estimated $185K.
Nomura Holdings first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 4 quarters.
Nomura Holdings's Sprott Physical Gold and Silver Trust position peaked at $1.08M in Q2 2013.
188 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2014.

Based on Nomura Holdings's 13F filing for Q4 2014, filed 17 Feb 2015.