Nomura Asset Management’s Invesco DB Commodity Index Tracking Fund DBC Stock Holding History

Nomura Asset Management’s Portfolio DBC Stock Details DBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-116,000	Closed	-$2.77M	–	1511
2022 Q3	$2.77M	Sell	116,000 -28,800	-20%	-$731K	0.02%	584
2022 Q2	$3.86M	Sell	144,800 -46,900	-24%	-$1.32M	0.02%	509
2022 Q1	$5M	Sell	191,700 -139,000	-42%	-$3.31M	0.03%	485
2021 Q4	$6.87M	Buy	330,700 +162,400	+96%	+$3.39M	0.03%	420
2021 Q3	$3.4M	Hold	168,300	–	–	0.02%	577
2021 Q2	$3.24M	Buy	168,300 +142,000	+540%	+$2.59M	0.02%	605
2021 Q1	$437K	Sell	26,300 -348,600	-93%	-$5.65M	﹤0.01%	898
2020 Q4	$5.51M	Sell	374,900 -249,300	-40%	-$3.4M	0.04%	399
2020 Q3	$8.15M	Hold	624,200	–	–	0.06%	273
2020 Q2	$7.68M	Buy	624,200 +385,700	+162%	+$4.46M	0.07%	267
2020 Q1	$2.68M	Sell	238,500 -225,200	-49%	-$3.15M	0.03%	438
2019 Q4	$7.4M	Buy	463,700 +262,400	+130%	+$4.07M	0.07%	276
2019 Q3	$3.03M	Buy	201,300 +65,200	+48%	+$997K	0.03%	454
2019 Q2	$2.14M	Hold	136,100	–	–	0.02%	553
2019 Q1	$2.16M	Buy	136,100 +80,700	+146%	+$1.26M	0.02%	542
2018 Q4	$803K	Sell	55,400 -398,100	-88%	-$6.54M	0.01%	751
2018 Q3	$8.15M	Buy	453,500 +23,100	+5%	+$397K	0.08%	219
2018 Q2	$7.61M	Buy	+430,400	New	+$7.57M	0.08%	224
2018 Q1	–	Sell	-426,297	Closed	-$7.08M	–	947
2017 Q4	$7.08M	Sell	426,297 -343,192	-45%	-$5.48M	0.08%	219
2017 Q3	$11.8M	Sell	769,489 -109,130	-12%	-$1.62M	0.15%	138
2017 Q2	$12.7M	Hold	878,619	–	–	0.17%	133
2017 Q1	$13.4M	Sell	878,619 -412,509	-32%	-$6.41M	0.19%	126
2016 Q4	$20.5M	Buy	1,291,128 +961,620	+292%	+$14.6M	0.37%	65
2016 Q3	$4.95M	Hold	329,508	–	–	0.09%	240
2016 Q2	$5.06M	Hold	329,508	–	–	0.09%	217
2016 Q1	$4.38M	Sell	329,508 -42,540	-11%	-$544K	0.08%	243
2015 Q4	$4.97M	Buy	372,048 +16,000	+4%	+$231K	0.1%	215
2015 Q3	$5.39M	Buy	356,048 +7,900	+2%	+$124K	0.11%	206
2015 Q2	$6.27M	Buy	348,148 +30,970	+10%	+$552K	0.12%	181
2015 Q1	$5.41M	Sell	317,178 -17,580	-5%	-$309K	0.1%	206
2014 Q4	$6.18M	Sell	334,758 -17,650	-5%	-$373K	0.11%	193
2014 Q3	$8.18M	Sell	352,408 -16,040	-4%	-$400K	0.14%	161
2014 Q2	$9.79M	Buy	368,448 +7,380	+2%	+$194K	0.18%	140
2014 Q1	$9.44M	Sell	361,068 -363,700	-50%	-$9.3M	0.17%	142
2013 Q4	$18.6M	Sell	724,768 -56,630	-7%	-$1.45M	0.33%	84
2013 Q3	$20.1M	Buy	781,398 +5,970	+0.8%	+$156K	0.38%	67
2013 Q2	$19.5M	Buy	+775,428	New	+$20.3M	0.39%	55

Other funds holding DBC

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

LMIM

Lockheed Martin Investment Management Bethesda, Maryland $2.73B AUM 28.24% 1-Year Est. Return

HRCM

Hawk Ridge Capital Management Los Angeles, California $2.75B AUM 20.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Nomura Asset Management's DBC Position: Q4 2022 in Review

Nomura Asset Management sold out of Invesco DB Commodity Index Tracking Fund (DBC) in Q4 2022, closing a stake of 116,000 shares — an estimated $2.77M sold.

Nomura Asset Management first reported a position in DBC in Q2 2013 and held it in 37 quarters. The position peaked at $20.5M in Q4 2016. 291 funds tracked by Wall St. Rank hold DBC as of Q4 2022.

Nomura Asset Management reported no remaining Invesco DB Commodity Index Tracking Fund position as of Q4 2022 after selling out during the quarter.
Nomura Asset Management sold 116,000 Invesco DB Commodity Index Tracking Fund shares in Q4 2022, an estimated $2.77M.
Nomura Asset Management first reported a position in Invesco DB Commodity Index Tracking Fund in Q2 2013 and held it in 37 quarters.
Nomura Asset Management's Invesco DB Commodity Index Tracking Fund position peaked at $20.5M in Q4 2016.
291 funds tracked by Wall St. Rank held Invesco DB Commodity Index Tracking Fund as of Q4 2022.

Based on Nomura Asset Management's 13F filing for Q4 2022, filed 14 Feb 2023.