Nine Masts Capital’s Northrop Grumman NOC Stock Holding History

Nine Masts Capital’s Portfolio NOC Stock Details NOC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-15,000	Closed	-$317K	–	44
2020 Q3	$317K	Buy	+15,000	New	+$4.89M	0.25%	24
2020 Q1	–	Sell	-10,000	Closed	-$82K	–	86
2019 Q4	$82K	Hold	10,000	–	–	0.02%	82
2019 Q3	$103K	Buy	+10,000	New	+$3.54M	0.02%	98
2017 Q4	–	Sell	-200	Closed	-$6K	–	289
2017 Q3	$6K	Hold	200	–	–	﹤0.01%	157
2017 Q2	$113K	Buy	+200	New	+$50K	0.01%	130

Other funds holding NOC

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Nine Masts Capital's NOC Position: Q4 2020 in Review

Nine Masts Capital sold out of Northrop Grumman (NOC) in Q4 2020, closing a stake of 3,055 shares — an estimated $964K sold.

Nine Masts Capital first reported a position in NOC in Q2 2017 and held it in 5 quarters. The position peaked at $2.29M in Q4 2019. 1,167 funds tracked by Wall St. Rank hold NOC as of Q4 2020.

Nine Masts Capital reported no remaining Northrop Grumman position as of Q4 2020 after selling out during the quarter.
Nine Masts Capital sold 3,055 Northrop Grumman shares in Q4 2020, an estimated $964K.
Nine Masts Capital first reported a position in Northrop Grumman in Q2 2017 and held it in 5 quarters.
Nine Masts Capital's Northrop Grumman position peaked at $2.29M in Q4 2019.
1,167 funds tracked by Wall St. Rank held Northrop Grumman as of Q4 2020.

Based on Nine Masts Capital's 13F filing for Q4 2020, filed 16 Feb 2021.