Nine Masts Capital’s Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ Stock Holding History

Nine Masts Capital’s Portfolio ETJ Stock Details ETJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-34,711	Closed	-$327K	–	70
2016 Q3	$327K	Buy	+34,711	New	+$337K	0.07%	62
2016 Q1	–	Sell	-69,375	Closed	-$705K	–	92
2015 Q4	$705K	Buy	69,375 +17,375	+33%	+$176K	0.14%	51
2015 Q3	$500K	Buy	+52,000	New	+$544K	0.13%	44

Other funds holding ETJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

Nine Masts Capital's ETJ Position: Q4 2016 in Review

Nine Masts Capital sold out of Eaton Vance Risk-Managed Diversified Equity Income Fund (ETJ) in Q4 2016, closing a stake of 34,711 shares — an estimated $327K sold.

Nine Masts Capital first reported a position in ETJ in Q3 2015 and held it in 3 quarters. The position peaked at $705K in Q4 2015. 75 funds tracked by Wall St. Rank hold ETJ as of Q4 2016.

Nine Masts Capital reported no remaining Eaton Vance Risk-Managed Diversified Equity Income Fund position as of Q4 2016 after selling out during the quarter.
Nine Masts Capital sold 34,711 Eaton Vance Risk-Managed Diversified Equity Income Fund shares in Q4 2016, an estimated $327K.
Nine Masts Capital first reported a position in Eaton Vance Risk-Managed Diversified Equity Income Fund in Q3 2015 and held it in 3 quarters.
Nine Masts Capital's Eaton Vance Risk-Managed Diversified Equity Income Fund position peaked at $705K in Q4 2015.
75 funds tracked by Wall St. Rank held Eaton Vance Risk-Managed Diversified Equity Income Fund as of Q4 2016.

Based on Nine Masts Capital's 13F filing for Q4 2016, filed 9 Feb 2017.