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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.55%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$10.6M
AUM Growth
-$63.6M
Cap. Flow
-$63.8M
Cap. Flow %
-604.65%
Top 10 Hldgs %
32.02%
Holding
271
New
33
Increased
7
Reduced
16
Closed
215

Top Buys

Rank Stock Value
1
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$341K
2
DK icon
Delek US
DK
+$323K
3
CWEN.A
Clearway Energy Class A
CWEN.A
+$298K
4
ITT icon
ITT
ITT
+$287K
5
KO icon
Coca-Cola
KO
+$287K

Top Sells

Rank Stock Value
1
SNPS icon
Synopsys
SNPS
+$1.13M
2
ANIK icon
Anika Therapeutics
ANIK
+$1.1M
3
PBI icon
Pitney Bowes
PBI
+$1.01M
4
LMNX
Luminex Corp
LMNX
+$996K
5
AGCO icon
AGCO
AGCO
+$927K

Sector Composition

Rank Sector Weight
1 Technology 16.66%
2 Industrials 13.09%
3 Healthcare 12.86%
4 Consumer Staples 12.74%
5 Materials 8.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPPI
201
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-32,400
Closed -$211K
SEAC
202
DELISTED
Seachange International Inc
SEAC
– –
-695
Closed -$34K
FCRD
203
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-17,700
Closed -$176K
AGTC
204
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-63,700
Closed -$440K
CTT
205
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-10,500
Closed -$121K
AUTO
206
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-37,300
Closed -$467K
SRGA
207
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-1,167
Closed -$140K
EPAY
208
DELISTED
Bottomline Technologies Inc
EPAY
– –
-21,300
Closed -$504K
FOE
209
DELISTED
Ferro Corporation
FOE
– –
-13,400
Closed -$204K
ARNA
210
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-18,020
Closed -$263K
RRD
211
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-55,400
Closed -$671K
GTS
212
DELISTED
Triple-S Management Corporation
GTS
– –
-13,034
Closed -$218K
ZIXI
213
DELISTED
Zix Corporation
ZIXI
– –
-16,000
Closed -$77K
NNA
214
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-1,567
Closed -$40K
LMNX
215
DELISTED
Luminex Corp
LMNX
– –
-54,200
Closed -$996K
CZZ
216
DELISTED
Cosan Limited
CZZ
– –
-33,300
Closed -$284K
EIGI
217
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-15,600
Closed -$122K
MR
218
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-1,773
Closed -$68K
INWK
219
DELISTED
InnerWorkings, Inc.
INWK
– –
-20,800
Closed -$207K
JE
220
DELISTED
Just Energy Group Inc
JE
– –
-858
Closed -$177K
NE
221
DELISTED
Noble Corporation
NE
– –
-42,200
Closed -$261K
TTPH
222
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-515
Closed -$95K
BGG
223
DELISTED
Briggs & Stratton Corp.
BGG
– –
-14,700
Closed -$330K
CHK
224
DELISTED
Chesapeake Energy Corporation
CHK
– –
-149
Closed -$177K
AXE
225
DELISTED
Anixter International Inc
AXE
– –
-5,700
Closed -$452K
7 8
9
10 11

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DAC
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SAC
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PCP
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TSP
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Nine Chapters Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Nine Chapters Capital Management held 271 positions worth $10.6M, down 86% from $74.2M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Nine Chapters Capital Management withdrew a net $63.8M in Q2 2017, closing 215 positions and reducing 16 holdings. Its most notable exit was Synopsys, an estimated $1.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Nine Chapters Capital Management opened a new position in Pattern Energy Group Inc. Class A worth $362K.

  • Nine Chapters Capital Management's largest Q2 2017 buy was Pattern Energy Group Inc. Class A: 15,200 shares worth $362K.
  • Nine Chapters Capital Management added most to ITT in Q2 2017, an estimated $287K increase.
  • Nine Chapters Capital Management's biggest Q2 2017 reduction was Oracle, cutting an estimated $661K.
  • Nine Chapters Capital Management fully exited Synopsys in Q2 2017, selling an estimated $1.13M.
  • Nine Chapters Capital Management's ten largest holdings make up 32% of its $10.6M portfolio in Q2 2017.
  • Nine Chapters Capital Management opened 33 new positions and closed 215 in Q2 2017.
  • Nine Chapters Capital Management's portfolio value fell 86% quarter-over-quarter to $10.6M.

Based on Nine Chapters Capital Management's 13F filing for Q2 2017, filed 31 Jul 2017.