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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+2.63%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$74.2M
AUM Growth
+$15M
Cap. Flow
+$14.4M
Cap. Flow %
19.36%
Top 10 Hldgs %
13.06%
Holding
348
New
176
Increased
42
Reduced
20
Closed
110

Top Buys

Rank Stock Value
1
ANIK icon
Anika Therapeutics
ANIK
+$1.21M
2
PBI icon
Pitney Bowes
PBI
+$1.09M
3
SNPS icon
Synopsys
SNPS
+$1.04M
4
LMNX
Luminex Corp
LMNX
+$1.03M
5
AGCO icon
AGCO
AGCO
+$948K

Top Sells

Rank Stock Value
1
XRX icon
Xerox
XRX
+$1.2M
2
PPL
PPL Corp
PPL
+$1.09M
3
DF
Dean Foods Company
DF
+$1.09M
4
FE icon
FirstEnergy
FE
+$1.09M
5
GILD icon
Gilead Sciences
GILD
+$1.09M

Sector Composition

Rank Sector Weight
1 Industrials 20%
2 Healthcare 16.95%
3 Technology 13.59%
4 Consumer Discretionary 11.18%
5 Financials 6.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTPH
201
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$95K 0.13%
+515
New +$57.7K
LITS
202
Lite Strategy Inc
LITS
$32.8M
$91K 0.12%
+2,805
New +$90.1K
HNRG icon
203
Hallador Energy
HNRG
$670M
$88K 0.12%
11,000
-12,500
-53% -$110K
CDMO
204
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$88K 0.12%
19,171
-7,215
-27% -$24.2K
SNMX
205
DELISTED
Senomyx, Inc.
SNMX
$87K 0.12%
87,900
+40,000
+84% +$44.1K
PDS
206
Precision Drilling
PDS
$999M
$82K 0.11%
+865
New +$90.7K
PIR
207
DELISTED
Pier 1 Imports, Inc.
PIR
$81K 0.11%
+565
New +$82.8K
ZIXI
208
DELISTED
Zix Corporation
ZIXI
$77K 0.1%
+16,000
New +$79K
WTI icon
209
W&T Offshore
WTI
$534M
$71K 0.1%
+25,800
New +$74.1K
ARC
210
DELISTED
ARC Document Solutions, Inc.
ARC
$70K 0.09%
+20,200
New +$90.9K
BBRG
211
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$69K 0.09%
+13,600
New +$59.1K
MR
212
DELISTED
Montage Resources Corporation Common Stock
MR
$68K 0.09%
+1,773
New +$64.6K
ACHN
213
DELISTED
Achillion Pharmaceuticals
ACHN
$61K 0.08%
+14,600
New +$60.6K
ECYT
214
DELISTED
Endocyte, Inc. Common Stock
ECYT
$60K 0.08%
+23,500
New +$54.4K
VNET
215
VNET Group
VNET
$2.04B
$58K 0.08%
+10,500
New +$71.2K
NOK icon
216
Nokia
NOK
$51B
$57K 0.08%
+10,600
New +$53.4K
VOXX
217
DELISTED
VOXX International Corporation Class A
VOXX
$57K 0.08%
+10,900
New +$50.4K
MTEM
218
DELISTED
Molecular Templates, Inc.
MTEM
$56K 0.08%
590
+125
+27% +$11.7K
CLNE icon
219
Clean Energy Fuels
CLNE
$427M
$54K 0.07%
+21,200
New +$55.8K
ASNA
220
DELISTED
Ascena Retail Group, Inc.
ASNA
$50K 0.07%
+585
New +$56.2K
JIVE
221
DELISTED
Jive Software, Inc.
JIVE
$48K 0.06%
+11,100
New +$47K
GTE icon
222
Gran Tierra Energy
GTE
$265M
$44K 0.06%
+1,670
New +$44K
AGEN
223
Agenus
AGEN
$312M
$41K 0.06%
+560
New +$44.4K
ACGN
224
DELISTED
Aceragen Inc
ACGN
$41K 0.06%
+121
New +$29.2K
NNA
225
DELISTED
Navios Maritime Acquisition Corporation
NNA
$40K 0.05%
+1,567
New +$43K
7 8
9
10 11

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Nine Chapters Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Nine Chapters Capital Management held 348 positions worth $74.2M, up 25% from $59.1M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Nine Chapters Capital Management deployed $14.4M of net new capital in Q1 2017, opening 176 new positions and adding to 42 existing holdings. Its largest new stake was Anika Therapeutics: 25,300 shares worth $1.1M.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, up from 11% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Xerox, an estimated $1.2M trimmed.

  • Nine Chapters Capital Management's largest Q1 2017 buy was Anika Therapeutics: 25,300 shares worth $1.1M.
  • Nine Chapters Capital Management added most to RR Donnelley & Sons Co. in Q1 2017, an estimated $648K increase.
  • Nine Chapters Capital Management's biggest Q1 2017 reduction was Xerox, cutting an estimated $1.2M.
  • Nine Chapters Capital Management fully exited PPL Corp in Q1 2017, selling an estimated $1.09M.
  • Nine Chapters Capital Management's ten largest holdings make up 13% of its $74.2M portfolio in Q1 2017.
  • Nine Chapters Capital Management opened 176 new positions and closed 110 in Q1 2017.
  • Nine Chapters Capital Management's portfolio value rose 25% quarter-over-quarter to $74.2M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2017, filed 8 May 2017.