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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALOG
201
DELISTED
Analogic Corp
ALOG
$1.35M 0.16%
+16,400
New +$1.23M
GXP
202
DELISTED
Great Plains Energy Incorporated
GXP
$1.35M 0.16%
60,900
+38,800
+176% +$893K
GME icon
203
GameStop
GME
$8.53B
$1.33M 0.16%
107,200
+75,200
+235% +$899K
KR icon
204
Kroger
KR
$34.7B
$1.33M 0.16%
66,000
-97,200
-60% -$1.87M
H icon
205
Hyatt Hotels
H
$16.9B
$1.32M 0.16%
+30,800
New +$1.35M
JACK icon
206
Jack in the Box
JACK
$351M
$1.3M 0.15%
32,600
+24,600
+308% +$991K
VC icon
207
Visteon
VC
$2.79B
$1.3M 0.15%
17,200
-11,900
-41% -$827K
CYNO
208
DELISTED
Cynosure, Inc. Class A
CYNO
$1.3M 0.15%
57,000
+49,200
+631% +$1.22M
PNK
209
DELISTED
Pinnacle Entertainment Inc.
PNK
$1.3M 0.15%
+51,800
New +$1.16M
HOT
210
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$1.3M 0.15%
19,500
-600
-3% -$39.7K
KGC icon
211
Kinross Gold
KGC
$30.5B
$1.27M 0.15%
+251,900
New +$1.33M
ADP icon
212
Automatic Data Processing
ADP
$107B
$1.26M 0.15%
+19,819
New +$1.26M
CAH icon
213
Cardinal Health
CAH
$56B
$1.26M 0.15%
24,100
-5,000
-17% -$254K
HPQ icon
214
HP
HPQ
$26.1B
$1.25M 0.15%
131,239
+94,025
+253% +$1.04M
AVTA
215
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.23M 0.14%
+53,500
New +$1.11M
PRA
216
DELISTED
ProAssurance
PRA
$1.23M 0.14%
27,200
+16,200
+147% +$811K
VRNT
217
DELISTED
Verint Systems
VRNT
$1.22M 0.14%
+64,583
New +$1.18M
THG icon
218
Hanover Insurance
THG
$7.98B
$1.21M 0.14%
21,900
+11,300
+107% +$601K
PVH icon
219
PVH
PVH
$4.01B
$1.21M 0.14%
10,200
-10,000
-50% -$1.28M
ATW
220
DELISTED
Atwood Oceanics
ATW
$1.21M 0.14%
21,900
+13,100
+149% +$738K
TIBX
221
DELISTED
TIBCO SOFTWARE INC
TIBX
$1.2M 0.14%
+46,900
New +$1.12M
GM icon
222
General Motors
GM
$78.2B
$1.19M 0.14%
+33,200
New +$1.19M
PKG icon
223
Packaging Corp of America
PKG
$22.8B
$1.19M 0.14%
20,900
+16,200
+345% +$877K
ECHO
224
EchoStar
ECHO
$25.5B
$1.19M 0.14%
33,441
-24,187
-42% -$818K
LII icon
225
Lennox International
LII
$15.4B
$1.19M 0.14%
+15,800
New +$1.12M
7 8
9
10 11

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.