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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBI icon
176
Designer Brands
DBI
$339M
$1.74M 0.16%
+57,800
New +$1.66M
SIMO icon
177
Silicon Motion
SIMO
$8.36B
$1.74M 0.16%
64,600
+33,800
+110% +$849K
HRC
178
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$1.72M 0.15%
+41,500
New +$1.74M
SINA
179
DELISTED
Sina Corp
SINA
$1.71M 0.15%
+41,500
New +$1.95M
SNPS icon
180
Synopsys
SNPS
$76.7B
$1.7M 0.15%
42,700
+6,800
+19% +$270K
ZWS icon
181
Zurn Elkay Water Solutions
ZWS
$8.75B
$1.65M 0.15%
120,408
+77,020
+178% +$1.06M
IVR icon
182
Invesco Mortgage Capital
IVR
$761M
$1.65M 0.15%
+10,470
New +$1.79M
BKS
183
DELISTED
Barnes & Noble
BKS
$1.63M 0.15%
126,200
-48,985
-28% -$716K
PKG icon
184
Packaging Corp of America
PKG
$22.8B
$1.62M 0.14%
+25,400
New +$1.71M
AVP
185
DELISTED
Avon Products, Inc.
AVP
$1.61M 0.14%
+127,500
New +$1.75M
LSAK icon
186
Lesaka Technologies
LSAK
$408M
$1.61M 0.14%
133,300
+121,600
+1,039% +$1.44M
UAL icon
187
United Airlines
UAL
$43.1B
$1.6M 0.14%
34,300
+9,400
+38% +$436K
A icon
188
Agilent Technologies
A
$39.9B
$1.59M 0.14%
39,144
-10,345
-21% -$422K
MTX icon
189
Minerals Technologies
MTX
$2.4B
$1.57M 0.14%
25,400
+4,700
+23% +$293K
SMA
190
DELISTED
SYMMETRY MEDICAL INC
SMA
$1.55M 0.14%
+153,900
New +$1.43M
AZN icon
191
AstraZeneca
AZN
$250B
$1.54M 0.14%
21,500
+16,800
+357% +$1.23M
KATE
192
DELISTED
Kate Spade & Company
KATE
$1.53M 0.14%
+58,500
New +$2M
HLSS
193
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$1.53M 0.14%
72,400
-23,900
-25% -$528K
KW
194
DELISTED
Kennedy-Wilson Holdings
KW
$1.53M 0.14%
63,700
-300
-0.5% -$7.57K
ZBH icon
195
Zimmer Biomet
ZBH
$19B
$1.52M 0.14%
15,553
-63,345
-80% -$6.23M
CHKP icon
196
Check Point Software Technologies
CHKP
$12.8B
$1.5M 0.13%
21,700
-29,000
-57% -$1.97M
CTRX
197
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$1.5M 0.13%
+35,600
New +$1.62M
SMTC icon
198
Semtech
SMTC
$11.3B
$1.5M 0.13%
55,200
-17,000
-24% -$428K
CCL icon
199
Carnival Corporation Ltd
CCL
$40.6B
$1.5M 0.13%
37,300
+14,500
+64% +$549K
RDN icon
200
Radian Group
RDN
$5.21B
$1.5M 0.13%
105,000
-42,000
-29% -$588K
6 7
8
9 10

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.