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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRI icon
176
Carter's
CRI
$1.48B
$1.41M 0.17%
18,100
+9,300
+106% +$669K
PBCT
177
DELISTED
People's United Financial Inc
PBCT
$1.4M 0.17%
94,300
-46,700
-33% -$680K
GLF
178
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$1.4M 0.16%
31,100
-5,000
-14% -$222K
CELG
179
DELISTED
Celgene Corp
CELG
$1.4M 0.16%
+20,000
New +$1.58M
MMS icon
180
Maximus
MMS
$3.06B
$1.4M 0.16%
31,100
+16,500
+113% +$746K
SCI icon
181
Service Corp International
SCI
$11.6B
$1.38M 0.16%
69,600
-126,600
-65% -$2.33M
PRU icon
182
Prudential Financial
PRU
$41.9B
$1.38M 0.16%
16,300
-14,700
-47% -$1.27M
AEIS icon
183
Advanced Energy
AEIS
$13B
$1.36M 0.16%
55,500
+1,400
+3% +$36.5K
ENS icon
184
EnerSys
ENS
$6.83B
$1.35M 0.16%
19,500
+15,200
+353% +$1.07M
JACK icon
185
Jack in the Box
JACK
$331M
$1.34M 0.16%
22,800
-8,700
-28% -$474K
BPOP icon
186
Popular Inc
BPOP
$11.2B
$1.34M 0.16%
+43,300
New +$1.23M
LCII icon
187
LCI Industries
LCII
$2.57B
$1.34M 0.16%
24,700
+600
+2% +$30.2K
PH icon
188
Parker-Hannifin
PH
$135B
$1.33M 0.16%
11,100
+7,600
+217% +$912K
PEI
189
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1.31M 0.15%
+4,847
New +$1.35M
GILD icon
190
Gilead Sciences
GILD
$162B
$1.31M 0.15%
+18,500
New +$1.45M
PWR icon
191
Quanta Services
PWR
$100B
$1.31M 0.15%
+35,500
New +$1.18M
ALGN icon
192
Align Technology
ALGN
$12.1B
$1.29M 0.15%
+25,000
New +$1.4M
IPHI
193
DELISTED
INPHI CORPORATION
IPHI
$1.29M 0.15%
80,400
+51,600
+179% +$697K
NSIT icon
194
Insight Enterprises
NSIT
$4.51B
$1.29M 0.15%
51,300
+27,700
+117% +$637K
SPB icon
195
Spectrum Brands
SPB
$2.03B
$1.28M 0.15%
16,100
-9,300
-37% -$696K
JCI icon
196
Johnson Controls International
JCI
$93.6B
$1.28M 0.15%
25,785
+8,786
+52% +$445K
AWAY
197
DELISTED
HOMEAWAY INC COM
AWAY
$1.27M 0.15%
33,800
+19,000
+128% +$802K
TAL icon
198
TAL Education Group
TAL
$6.91B
$1.27M 0.15%
337,200
-57,000
-14% -$225K
IRF
199
DELISTED
INTL RECTIFIER CORP
IRF
$1.25M 0.15%
45,800
-38,900
-46% -$1.03M
FUN icon
200
Cedar Fair
FUN
$1.61B
$1.25M 0.15%
24,600
-13,500
-35% -$694K
6 7
8
9 10

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.