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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLF
176
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$1.7M 0.17%
36,100
+30,300
+522% +$1.5M
GBX icon
177
The Greenbrier Companies
GBX
$1.54B
$1.7M 0.17%
+51,700
New +$1.52M
TTEK icon
178
Tetra Tech
TTEK
$8.78B
$1.7M 0.17%
+303,500
New +$1.64M
HSH
179
DELISTED
HILLSHIRE BRANDS CO
HSH
$1.68M 0.17%
50,200
+38,800
+340% +$1.26M
PBI icon
180
Pitney Bowes
PBI
$2.51B
$1.68M 0.17%
+72,000
New +$1.55M
MAS icon
181
Masco
MAS
$15.2B
$1.67M 0.17%
83,643
-18,891
-18% -$351K
RCL icon
182
Royal Caribbean
RCL
$87.5B
$1.67M 0.17%
35,200
-20,100
-36% -$853K
CTXS
183
DELISTED
Citrix Systems Inc
CTXS
$1.66M 0.17%
+33,028
New +$1.57M
AU icon
184
AngloGold Ashanti
AU
$44.8B
$1.66M 0.17%
141,800
+30,600
+28% +$417K
DNY
185
DELISTED
DONNELLEY R R & SONS CO
DNY
$1.64M 0.17%
+81,000
New +$1.64M
VER
186
DELISTED
VEREIT, Inc.
VER
$1.64M 0.16%
+25,460
New +$1.65M
BKCC
187
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.63M 0.16%
174,900
+157,700
+917% +$1.5M
LMT icon
188
Lockheed Martin
LMT
$133B
$1.62M 0.16%
+10,900
New +$1.48M
WOR icon
189
Worthington Enterprises
WOR
$2.87B
$1.62M 0.16%
+62,447
New +$1.55M
KFY icon
190
Korn Ferry
KFY
$4.25B
$1.62M 0.16%
62,000
-8,400
-12% -$199K
FNSR
191
DELISTED
Finisar Corp
FNSR
$1.61M 0.16%
67,500
+22,000
+48% +$502K
WSO icon
192
Watsco Inc
WSO
$13.7B
$1.59M 0.16%
16,600
-3,200
-16% -$304K
KIM icon
193
Kimco Realty
KIM
$16.8B
$1.59M 0.16%
80,500
-8,000
-9% -$165K
GIB icon
194
CGI
GIB
$15B
$1.58M 0.16%
+47,300
New +$1.67M
CIE
195
DELISTED
Cobalt International Energy, Inc
CIE
$1.58M 0.16%
+6,393
New +$2M
JACK icon
196
Jack in the Box
JACK
$352M
$1.58M 0.16%
31,500
-1,100
-3% -$48.5K
BC icon
197
Brunswick
BC
$5.43B
$1.55M 0.16%
+33,600
New +$1.49M
ORI icon
198
Old Republic International
ORI
$10.5B
$1.54M 0.16%
+89,400
New +$1.47M
TDS icon
199
Telephone and Data Systems
TDS
$4.03B
$1.54M 0.16%
+59,800
New +$1.69M
FWLT
200
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$1.54M 0.15%
46,600
+12,900
+38% +$377K
6 7
8
9 10

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.