We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KFY icon
176
Korn Ferry
KFY
$4.25B
$1.51M 0.18%
70,400
+48,300
+219% +$955K
INGR icon
177
Ingredion
INGR
$6.51B
$1.5M 0.18%
22,700
-14,300
-39% -$934K
UHAL icon
178
U-Haul Holding Co
UHAL
$14.5B
$1.49M 0.17%
81,000
+21,000
+35% +$363K
XLS
179
DELISTED
EXELIS INC COM STK
XLS
$1.48M 0.17%
100,888
+41,662
+70% +$583K
AU icon
180
AngloGold Ashanti
AU
$44.8B
$1.48M 0.17%
+111,200
New +$1.49M
BPOP icon
181
Popular Inc
BPOP
$11.3B
$1.48M 0.17%
56,200
+21,500
+62% +$677K
KMI icon
182
Kinder Morgan
KMI
$69.3B
$1.47M 0.17%
+41,400
New +$1.55M
MAGN
183
Magnera Corp
MAGN
$482M
$1.47M 0.17%
+4,185
New +$1.45M
ORIG
184
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$1.47M 0.17%
+9
New +$1.48M
SWFT
185
DELISTED
Swift Transportation Company
SWFT
$1.46M 0.17%
72,100
+46,700
+184% +$850K
BAX icon
186
Baxter International
BAX
$14.1B
$1.45M 0.17%
40,686
+4,786
+13% +$186K
FLTX
187
DELISTED
Fleetmatics Group PLC
FLTX
$1.45M 0.17%
+38,500
New +$1.55M
CYH icon
188
Community Health Systems
CYH
$416M
$1.44M 0.17%
42,108
+18,997
+82% +$674K
RTN
189
DELISTED
Raytheon Company
RTN
$1.43M 0.17%
18,600
+14,500
+354% +$1.08M
PWRD
190
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$1.43M 0.17%
71,700
-41,600
-37% -$845K
PBCT
191
DELISTED
People's United Financial Inc
PBCT
$1.42M 0.17%
+99,000
New +$1.47M
IM
192
DELISTED
Ingram Micro
IM
$1.42M 0.17%
+61,500
New +$1.36M
AGO icon
193
Assured Guaranty
AGO
$3.66B
$1.41M 0.17%
75,400
+53,300
+241% +$1.13M
MNST icon
194
Monster Beverage
MNST
$92.4B
$1.41M 0.17%
+162,000
New +$1.6M
B
195
DELISTED
Barnes Group Inc.
B
$1.41M 0.17%
+40,400
New +$1.32M
WHR icon
196
Whirlpool
WHR
$2.93B
$1.41M 0.16%
9,600
-32,600
-77% -$4.31M
GAP
197
The Gap Inc
GAP
$7.4B
$1.39M 0.16%
34,400
+21,800
+173% +$940K
NSR
198
DELISTED
Neustar Inc
NSR
$1.39M 0.16%
+28,000
New +$1.46M
PDCO
199
DELISTED
Patterson Companies, Inc.
PDCO
$1.37M 0.16%
34,000
+17,900
+111% +$725K
NDAQ icon
200
Nasdaq
NDAQ
$52.9B
$1.35M 0.16%
+126,600
New +$1.35M
6 7
8
9 10

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.